California Court of Appeal

Conviction and sentence of defendant is reversed and remanded for further proceedings as to two counts, where: 1) the trial court's implied finding of timely prosecution is not supported by substantial evidence with respect to two of the charges; and 2) defendant's conviction for sale of unregistered securities and sale of securities by means of a fraudulent device does not rest on the same conduct as the counts in which he was convicted of fraud against specific victims, and his sentence on the former counts therefore does not offend the proscription against duplicative punishment.

Appellate Information

• Decided 09/08/2014
• Published 09/08/2014

Judges

• Rushing

Court

• California Court of Appeal

Counsel