California Court of Appeal

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Reiswig v. Dep't of Corps. for State of California, G036509

Writ of administrative mandamus ordering defendant to set aside a desist and refrain order against plaintiff is affirmed as plaintiff's CD-plus-bonus package is not a security within the meaning of the California securities laws and is not subject to defendant's regulatory jurisdiction.

Appellate Information

  • Decided 10/27/2006
  • Published 10/27/2006

Judges

Court

  • California Court of Appeal

Counsel

  • For Appellees:
  • Mark T. Uyeda and Kirk E. Wallace for Defendants and Appellants., Baker Law Group and John H. Baker, Irvine, for Plaintiffs and Respondents.
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