Reiswig v. Dep't of Corps. for State of California, G036509
Writ of administrative mandamus ordering defendant to set aside a desist and refrain order against plaintiff is affirmed as plaintiff's CD-plus-bonus package is not a security within the meaning of the California securities laws and is not subject to defendant's regulatory jurisdiction.
- Decided 10/27/2006
- Published 10/27/2006
- California Court of Appeal
- For Appellees:
- Mark T. Uyeda and Kirk E. Wallace for Defendants and Appellants., Baker Law Group and John H. Baker, Irvine, for Plaintiffs and Respondents.