California Court of Appeal

In a suit alleging improper investment advice, defendant's petition to compel arbitration is denied where defendant was no longer a member of the National Association of Securities Dealers, which is where the dispute was required to be arbitrated.

Appellate Information

• Decided 01/14/2005
• Published 01/14/2005

Judges

• RUBIN, J.

Court

• California Court of Appeal

Counsel

• For Appellees:
  
• Proskauer Rose LLP, Michael A. Firestein, and Joshua J. Pollack, Los Angeles, for Defendant and Appellant., Law Offices of Jeffrey A. Kopczynski, and Jeffrey A. Kopczynski, Glendale, for Plaintiffs and Respondents.