Skip to main content

California Court of Appeal


FREDERICK v. FIRST UNION SEC., INC., B150932

An arbitration clause in an agreement between a corporation and a shareholder is broad enough to include a shareholder's derivative action based on a officers and directors' alleged participation in a "pump and dump" scheme.

Appellate Information

  • Decided 07/29/2002
  • Published 07/29/2002

Judges

  • EPSTEIN, J.

Court

  • California Court of Appeal

Counsel

  • For Appellees:
  •  Walker, Wright, Tyler & Ward, Anglin, Flewelling, Rasmussen, Campbell & Trytten, Robin C. Campbell, Mark T. Flewelling;  Piper Rudnick and Nancy L. Hendrickson, Chicago, IL, for Defendant and Appellant., Bernstein, Litowitz, Berger & Grossman, Alan Schulman, Blair A. Nicholas, San Diego, and Wolfram Worms, for Plaintiff and Respondent.
Copied to clipboard