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Supreme Court, Appellate Division, First Department, New York.

The PEOPLE of the State of New York, Appellant, v. Anselmo HELLIGER, Defendant-Respondent.

Decided: August 24, 2000

ROSENBERGER, J.P., NARDELLI, ANDRIAS, SAXE and BUCKLEY, JJ. Mary C. Farrington, for Appellant. Thomas M. O'Brien, for Defendant-Respondent.

Order, Supreme Court, New York County (James Yates, J.), entered on or about September 16, 1998, which, inter alia, dismissed the count of the indictment charging defendant with manslaughter in the first degree after the jury was unable to reach a verdict on that count, affirmed.

 As we indicated in an earlier decision in a related article 78 proceeding (Matter of Morgenthau v. Yates, 262 A.D.2d 83, 692 N.Y.S.2d 315, appeal dismissed 93 N.Y.2d 1039, 697 N.Y.S.2d 567, 719 N.E.2d 928), although the court erred in refusing to give an instruction that lesser included offenses be considered only as an alternative after an acquittal of the greater offense (People v. Boettcher, 69 N.Y.2d 174, 513 N.Y.S.2d 83, 505 N.E.2d 594), such error did not entitle the People to a retrial on the higher count of manslaughter in the first degree on which the jury was unable to reach a verdict.   Defendant was convicted of criminally negligent homicide, which was a lesser included offense of manslaughter in the first degree in that it involved causation of the same result with a less culpable mental state (see, People v. Stallings, 128 A.D.2d 908, 910, 513 N.Y.S.2d 835;  People v. Hoy, 122 A.D.2d 618, 504 N.Y.S.2d 939).   Therefore, the conviction of criminally negligent homicide is deemed an acquittal of manslaughter in the first degree (CPL 300.50[4] ), and “retrial on the greater offense would be barred under settled double jeopardy principles” (People v. Boettcher, supra, 69 N.Y.2d 174, 182, 513 N.Y.S.2d 83, 505 N.E.2d 594, citing Green v. United States, 355 U.S. 184, 190-191, 78 S.Ct. 221, 2 L.Ed.2d 199).

I agree with the logic of the District Attorney's argument that he should be able to retry defendant on the charge of manslaughter in the first degree (intent to cause serious physical injury) because a conviction thereon would not necessarily be inconsistent with defendant's conviction of criminally negligent homicide (negligently causing death), which was submitted as a lesser offense of murder in the second degree (depraved indifference).   The intended result in the first degree manslaughter charge is not death but the infliction of injury;  the result in the criminally negligent charge is death.   Thus, one could simultaneously have these two different mental states with respect to these two different results.

Nevertheless, I am not convinced, as the People urge, that People v. Trappier, 87 N.Y.2d 55, 637 N.Y.S.2d 352, 660 N.E.2d 1131 undercuts the holding of People v. Robinson, 145 A.D.2d 184, 538 N.Y.S.2d 122, affd. for reasons stated by Dillon, PJ at App.Div. 75 N.Y.2d 879, 554 N.Y.S.2d 473, 553 N.E.2d 1021, which would seem to indicate that where the result of death was the consequence of both counts, the defendant could not be convicted of both charges.

Accordingly, solely upon constraint of People v. Robinson (supra), I would affirm.


All concur except ANDRIAS and BUCKLEY, JJ. who concur in a memorandum by ANDRIAS, J. as follows: