Reset A A Font size: Print

Antonio RICHARDSON, Appellant, v. STATE of Florida, Appellee.

No. 1D13–2228.

Decided: January 15, 2016

Michael Ufferman of Michael Ufferman Law Firm, P.A., Tallahassee, for Appellant. Pamela Jo Bondi, Attorney General, Charlie R. McCoy, Senior Assistant Attorney General, and Justin Chapman, Assistant Attorney General, Tallahassee, for Appellee.

Appellant challenges his conviction and sentence as a principal to first-degree murder and aggravated battery with a firearm. Among other issues, Appellant argues that his sentence for the aggravated battery conviction was improperly enhanced under section 775.087(1), Florida Statutes (2010), because the jury found that he did not possess or discharge a firearm. In light of the State's concession of error on this point, we reverse and remand for resentencing on the aggravated battery conviction.

We reject Appellant's argument that the trial court abused its discretion in allowing the State to present the testimony of an unavailable witness by reading into evidence her testimony from a recent trial involving the same parties and charges, which ended in a mistrial. See § 90.804(2)(a), Fla. Stat. (2013) (providing that where the trial court has properly determined that a witness is unavailable, “[t]estimony given as a witness at another hearing of the same or a different proceeding” is admissible and is not excluded as hearsay, provided that “the party against whom the testimony is now offered ․ had an opportunity and similar motive to develop the testimony by direct, cross, or redirect examination”). Both the State and the defense had subpoenaed her for the new trial, and it was undisputed that she had given birth eight days before trial. When the unavailability issue was addressed immediately before trial, the prosecutor stated that he had discussed the timing issue with defense counsel and thought they had an agreement that the witness's prior trial testimony would be read at the second trial if she could not appear in person due to the childbirth. Defense counsel stated he had not received any communication from the witness and therefore would object to any finding that the witness was unavailable within the meaning of section 90.804(1)(d), Florida Statutes (2013) (providing that a witness is “unavailable” if the witness is unable to be present or to testify at the hearing because of then-existing physical or mental illness or infirmity). Before ruling, the trial court sought input and explained his reasoning as follows:

Well, the ladies here know more about this than I do. Does someone that has had a baby within the week [sic] meet the classification of medical infirmity? Let's see a show of hands if you think that's the case. I got one, two․ Try to see what you can do, Mr. Fuchs, but, you know, quite honestly if she's testified before, everybody cross-examined her, I'm not going to make somebody that had a baby a week ago come up here if she can't do it. See what you can do over lunch break. And if we can't get her here, then objection overruled.

The trial court advised that if the witness was unable to testify in person, her testimony from the first trial would be used instead.

Shortly after the trial started, the prosecutor stated that his investigator had talked to the witness to “find out exactly what her medical status was,” and reported that the witness “just left the doctor's office right now and apparently is, as he referred to it, is hurting in a bad way.” The trial court was entitled to rely on the prosecutor's assertions to make its determination as to witness unavailability, particularly given the absence of objection or refutation by the defense. See Foster v. State, 614 So.2d 455, 459 (Fla.1992) (concluding state attorney's efforts to find a witness—including phone calls to a number provided by the defense, leaving messages with the witness's former brother-in-law, and attempting to serve a subpoena—were sufficient to establish witness unavailability for re-sentencing); Fisher v. Perez, 947 So.2d 648, 649–50 (Fla. 3d DCA 2007) (accepting representations of defense counsel regarding telephone conversations about expert witness's unavailability due to pain and medical complications from recent surgery).

The trial judge ruled that if the witness could not come to court to testify, he would deem her unavailable for medical reasons and allow her prior trial testimony to be read into evidence before the jury. The defense did not object. Although both parties had this witness under subpoena, neither side requested a continuance or a mistrial. The witness did not appear, and her prior trial testimony was read into evidence at the trial.

In denying Appellant's motion for new trial based on its ruling to allow use of the witness's prior testimony, the court reasoned as follows:

[M]y wife has had four children and for somebody to stand up and argue that childbirth is not a substantial medical event in a woman's life is someone that has no experience with regard to that whatsoever․ This young lady had given birth to a child less than two weeks before this case came to trial and was having follow-up problems, et cetera. And I was advised that she was at the doctor. I certainly was not going to make her come in when I felt like that there was sufficient medical reason to exclude her from the trial. Not only that, I had a transcript of a previous hearing [sic] where she testified and she was subjected to cross examination by defense counsel, and there was absolutely no showing of prejudice whatsoever. Her testimony, in fact, was a central argument made by the defense in its closing statements in this case in support of the various positions that were asserted.

We review the trial court's ruling on medical unavailability for clear abuse of discretion. Jackson v. State, 575 So.2d 181, 187 (Fla.1991) (“The responsibility for evaluating the adequacy of the showing of nonavailability rests with the trial judge, and his determination of this issue will not be disturbed unless an abuse of discretion clearly appears.”). We hold that the trial court here did not abuse its discretion. It was undisputed that the witness had given birth just eight days before trial. The references to a doctor's visit and the witness “hurting in a bad way” were made in the context of childbirth-related symptoms and are reasonably interpreted in that context. Defense counsel never argued otherwise below. Alternatively, even if prompted by a condition other than childbirth, a doctor's visit that morning and current severe pain reasonably could be interpreted as sufficient to create medical unavailability. Even without additional evidentiary details about the doctor's visit that the prosecutor referenced, the undisputed fact of the very recent childbirth was legally sufficient to support the trial court's discretionary ruling that the witness was unavailable for medical reasons. See Partin v. State, 82 So.3d 31, 43 (Fla.2011) (recognizing pregnancy-related travel restrictions as valid grounds to find out-of-state witness unavailable to attend trial in Florida); Gonzalez v. State, 971 So.2d 891 (Fla. 3d DCA 2007) (affirming trial court's discretionary decision to determine witness was unavailable “due to her advanced age and illness”).

Appellant also argues that the trial court improperly relied on his own family experiences with the medical results of childbirth, and on the experiences of others in the courtroom. To the extent that the trial court relied on common knowledge of women's typical medical conditions shortly after childbirth, it was reasonable to do so and not an abuse of discretion. See § 90.202(11), Fla. Stat. (2013) (allowing judicial notice of commonly known facts). We need not and do not purport to create a bright-line test for how long after childbirth a witness might reasonably be deemed medically unavailable, but merely hold that there was no abuse of discretion here.

We find that Appellant likewise has not demonstrated reversible error in his other arguments on appeal. Accordingly, we AFFIRM in part, REVERSE in part, and remand for resentencing in accordance with this opinion.

I respectfully dissent. Shaquita Rosier's supposed unavailability as a witness was not a proper subject of judicial notice.1 That she had given birth eight days before trial was not in dispute, but that fact alone did not establish her unavailability to testify, as defense counsel maintained, in arguing in support of his objection: “She's no longer at the hospital. She's had the baby. And I don't, with all due respect to Ms. Rosier, I don't know why that would make her unavailable to come to testify briefly before the Court at the instance of the State or the defense.”

The prosecutor represented to the trial court that an investigator employed by his office had spoken to the witness and reported to the prosecutor that she had “just left the doctor's office right now and apparently is ․ hurting in a bad way.” But the state put on no evidence to meet its “burden of demonstrating the witness's unavailability for trial.” Wilson v. State, 45 So.3d 514, 516 (Fla. 4th DCA 2010).

It is of course required that a party seeking to introduce the testimony of a witness given upon a former trial must first introduce preliminary evidence of the existence of the reasons for its introduction. The rule applies in criminal cases. See Lowe v.. State, 86 Ala. 47, 5 So. 435; Thompson v. State, 106 Ala. 67, 17 So. 512; People v. Murphy, 45 Cal. 137; People v. Elliott, 172 N.Y. 146, 64 N.E. 837, 60 L.R.A. 318.

Habig v. Bastian, 158 So. 508, 510 (Fla.1935). “Whether an [incapacitating] illness or infirmity exists is a question of preliminary fact for the trial court, proven by a preponderance of the evidence.” Partin v. State, 82 So.3d 31, 43 (Fla.2011).

“[T]he unsworn statements of counsel do not constitute evidence.” State v. Walters, 12 So.3d 298, 303 (Fla. 3d DCA 2009). “An attorney's ‘unsworn statements do not establish facts in the absence of stipulation. Trial judges cannot rely upon these unsworn statements as the basis for making factual determinations; and this court cannot so consider them on review of the record. If the advocate wishes to establish a fact, he must provide sworn testimony through witnesses other than himself or a stipulation to which his opponent agrees.’ “ H.K. Dev., LLC v. Greer, 32 So.3d 178, 181 n. 4 (Fla. 1st DCA 2010) (quoting Leon Shaffer Golnick Advert., Inc. v. Cedar, 423 So.2d 1015, 1017 (Fla. 4th DCA 1982)). See also Arnold v. Arnold, 889 So.2d 215, 216 (Fla. 2d DCA 2004) (“Unsworn statements cannot serve as the basis for a trial court's factual determinations․ [T]he trial court improperly relied upon the unsworn statements allegedly made by Mr. Kennett's paralegal, who represented them to Ms. Arnold's counsel, who relayed them to the court, to determine that Mr. Arnold had received notice of the final hearing. The ‘evidence’ relied on by the trial court as the basis for denial of the continuance was not competent.”).2

Even if the prosecutor had been under oath, reporting information based on statements by a third party to the investigator,3 his testimony would have been objectionable as hearsay. See § 90.801, Fla. Stat. (2012). Defense counsel argued below that the prosecutor's representation of what the investigator reported the witness had told him was double hearsay. The defense had no opportunity for cross-examination: What office did the witness (who was apparently up and about) visit? Having “just left the doctor's office,” did she say good-bye to the obstetrician or to the pediatrician? Or to an orthopedist? Why was she “hurting in a bad way?”


1.  Section 90.202(11) “is recognized to be a codification of the common law pre-dating the adoption of Florida's Evidence Code under which ‘Florida courts have taken judicial notice of facts which are “open and notorious”, involve “common notoriety” or are “commonly known”.’ Ehrhardt, Florida Evidence § 202.11, at 51 (footnotes omitted).” Maradie v. Maradie, 680 So.2d 538, 542 (Fla. 1st DCA 1996). Section 90.202, Florida Statutes (2012), provides in relevant part that a court may take judicial notice of:(11) Facts that are not subject to dispute because they are generally known within the territorial jurisdiction of the court.(12) Facts that are not subject to dispute because they are capable of accurate and ready determination by resort to sources whose accuracy cannot be questioned.“Obviously, to fit within subsection 90.202(12), accurate records or other sources must exist which establish the judicially-noticed fact.” Maradie, 680 So.2d at 542. “[A] judge cannot use sections 90.202(11) and (12) to take notice of matters known to the judge, as compared to matters known in the community.” McKinney v. State, 640 So.2d 1183, 1184 (Fla. 2d DCA 1994).“In our justice system, the practice of taking judicial notice of adjudicative facts should be exercised with great caution. This caution arises from our belief that the taking of evidence, subject to established safeguards, is the best way to resolve disputes concerning adjudicative facts. When a matter is judicial noticed ‘it is taken as true without the necessity of offering evidence by the party who should ordinary have done so.’ Thus, historically, ‘judicial notice applies to self-evident truths that no reasonable person could question, truisms that approach platitudes or banalities.’ “ Maradie, 680 So.2d at 541 (citations omitted). See also Cordova v. State, 675 So.2d 632, 636 (Fla. 3d DCA 1996) (“ ‘[J]udicial notice may be taken of matters that are commonly known, but may not be used to dispense with proof of essential facts that are not judicially cognizable.’ “ (quoting McDaniels v. State, 388 So.2d 259, 260 (Fla. 5th DCA 1980))); Charles W. Ehrhardt, 1 Fla. Prac., Florida Evidence, § 202.11 (2015 ed.) (“The burden is upon the party requesting judicial notice to demonstrate to the court that the fact is generally known within the territorial jurisdiction of the court. The test is not the knowledge of the trial judge, of the jurors, or of counsel; rather, it is whether a fact is generally known with the court's jurisdiction․ The general knowledge in the jurisdiction where the trial is held is the key to whether judicial notice will be taken under section 90.202(11).”We have not been directed to any indisputable source which establishes the judicially-noticed fact in this case. “If a fact is subject to reasonable dispute, it should not be judicially noticed by the trial court. The fact must then be established by the introduction of evidence. The burden is upon the party requesting judicial notice to supply the court with the records or other information that show the accuracy of the fact.” Ehrhardt, Florida Evidence § 202.12 (footnote omitted).Here, the relevant inquiry was the medical condition of Shaquita Rosier. Even if the “typical” or “average” medical condition of women shortly after childbirth were relevant, no records or sources were before the trial court which established any such “fact.” There were also no “records or sources” before the trial court to establish the medical condition of the witness in this case. Maradie, 680 So.2d at 542. Thus, judicial notice was not appropriate under section 90.202(12). Judicial notice was likewise not appropriate pursuant to section 90.202(11). Clearly, that the witness may have been experiencing pain or some other medical condition as a result of childbirth that would prevent her appearance in court was not “generally known within the territorial jurisdiction of the court.”Finally, to the extent the trial court intended to base its finding of unavailability on judicial notice, the appellant “[a]t the very least ․ should have been given notice and an opportunity to dispute the matters which the trial court judicially noticed. § 90.204(1), Fla. Stat.”Maradie, 680 So.2d at 542. See also § 90.204(1), Fla. Stat. (2012) ( “[W]hen a party requests [judicial] notice and shows good cause for not complying with s.90.203(1), the court shall afford each party reasonable opportunity to present information relevant to the propriety of taking judicial notice and to the nature of the matter noticed.”). The court did not comply with the procedure in section 90.204 for taking judicial notice of a matter on its own initiative.

2.  To like effect, see State v. Brugman, 588 So.2d 279, 279–80 (Fla. 2d DCA 1991) (reversing an order dismissing the information based on entrapment, noting that because “Brugman did not bring this motion [to dismiss] pursuant to Florida Rule of Criminal Procedure 3.190(c)(4) ․ the trial court was required to have an evidentiary basis to determine the issue of objective entrapment” and the “attorney's unsworn statement does not establish a fact in absence of a stipulation,” and distinguishing a situation where the attorney's representations “went to procedural aspects of the case, matters about which the attorney had personal knowledge which he could address as an officer of the court”); cf. Melvin v. State, 804 So.2d 460, 463 (Fla. 2d DCA 2001) (“[D]etermining whether there is probable cause to believe something requires a consideration of factual circumstances and the making of mixed conclusions of law and fact. Absent the parties' stipulations, courts may only find facts based on sworn evidence; mere unsworn allegations are insufficient to prove any fact. It is plain to see, then, that by charging the court with a duty to determine the existence of probable cause, the legislature necessarily contemplated that the court would receive sworn proof.” (citations omitted)).

3.  This is not a case like Foster v. State, 614 So.2d 455, 459 (Fla.1992), where the court allowed the state to introduce the prior testimony of a Ms. Rogers, over Foster's objection, at resentencing. A prosecutor's assertions that he cannot locate a witness are first-hand knowledge, to which a prosecutor could testify under oath, if asked to do so. On appeal, the Foster court rejected Foster's argument that the trial court failed to conduct an appropriate inquiry into Ms. Rogers' unavailability: “According to the assistant state attorney, in 1989, in an effort to find Rogers, investigators from that office attempted to locate her ex-husband. They were unsuccessful. In late May of 1990, shortly before the resentencing proceeding, defense counsel gave the state attorney Rogers' address and telephone number in Tampa. The state attorney called the number several times. He left messages on an answering machine as well as with a man who answered the telephone and said that he was Rogers' former brother-in-law. Rogers never returned the phone calls. At the state attorney's request, the Hillsborough County Sheriff's Department attempted to subpoena Rogers but were unsuccessful. A deputy attempting to serve the subpoena was advised by someone at Rogers' address that she was out of town at an unknown location. This was sufficient to establish Rogers' unavailability for purposes of the resentencing hearing.” Id. A trial court may accept representations by the prosecutor, absent objection. In the present case, there was a clear objection.


ROBERTS, C.J., CONCURS. BENTON, J., dissents with opinion.

Copied to clipboard