Learn About the Law
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
The PEOPLE of the State of NEW York, Respondent, v. Kelly L. DAVIS, Appellant.
Appeal from a judgment of the County Court of St. Lawrence County (Nicandri, J.), rendered April 7, 1997, convicting defendant upon his plea of guilty of the crime of attempted burglary in the second degree.
In September 1996, defendant was indicted on one count of burglary in the second degree for allegedly stealing certain items from an apartment located in the Village of Potsdam, St. Lawrence County. On May 15, 1996, defendant signed a statement admitting that he went into a house and took several items from inside. A suppression hearing was subsequently held regarding the statement, after which defendant withdrew his request to suppress the statement based on the evidence offered by the People. In March 1997 defendant, represented by counsel, entered a plea of guilty to attempted burglary in the second degree in full satisfaction of the indictment and, additionally, in satisfaction of an accusatory instrument in the Village Court of Potsdam and a potential felony charge of tampering with a witness. On April 2, 1997, defense counsel moved to withdraw defendant's guilty plea citing defendant's claims of innocence, allegations of coercion, defendant's inability to understand the consequences of the plea because he was taking medication and ineffective assistance of counsel. County Court denied the motion and sentenced defendant as a second felony offender to a determinate five-year prison term. Defendant appeals.
We affirm. Initially, we reject defendant's contention that County Court abused its discretion in refusing to grant his motion to withdraw his guilty plea. Generally, a guilty plea may not be withdrawn absent some evidence or claim of innocence, fraud or mistake in its inducement (see, People v. Cance, 155 A.D.2d 764, 764-765, 547 N.Y.S.2d 702; People v. Benoit, 142 A.D.2d 794, 531 N.Y.S.2d 52, lv. denied 72 N.Y.2d 915, 532 N.Y.S.2d 849, 529 N.E.2d 179); the question of whether a defendant should be permitted to withdraw his plea rests in the discretion of the trial court and hearings are granted only in rare instances (see, People v. Hunter, 246 A.D.2d 913, 667 N.Y.S.2d 842; People v. Ross, 182 A.D.2d 1022, 583 N.Y.S.2d 34, lv. dismissed 80 N.Y.2d 934, 589 N.Y.S.2d 861, 603 N.E.2d 966; People v. De Gaspard, 170 A.D.2d 835, 837, 566 N.Y.S.2d 667, lv. denied 77 N.Y.2d 994, 571 N.Y.S.2d 920, 575 N.E.2d 406; see also, CPL 220.60 [3] ). Moreover, “[w]here a defendant has been fully informed of the rights he is waiving by pleading guilty and proceeds to admit the acts constituting the crime, a subsequent protestation of innocence which is not substantiated by any evidence is generally insufficient to support a request for vacatur of the plea” (People v. Paulk, 142 A.D.2d 754, 530 N.Y.S.2d 316, appeal dismissed 72 N.Y.2d 960, 534 N.Y.S.2d 674, 531 N.E.2d 306; see, People v. Miller, 42 N.Y.2d 946, 398 N.Y.S.2d 133, 367 N.E.2d 640).
Here, the record belies defendant's contention that he asserted his innocence throughout the proceedings (see, People v. Hudson, 237 A.D.2d 759, 760, 655 N.Y.S.2d 142, lv. denied 90 N.Y.2d 1012, 666 N.Y.S.2d 107, 688 N.E.2d 1390; People v. Brown, 235 A.D.2d 563, 652 N.Y.S.2d 332, lv. denied 89 N.Y.2d 1032, 659 N.Y.S.2d 863, 681 N.E.2d 1310). Moreover, the People had in their possession, as evidence of guilt, defendant's signed statement admitting that he stepped inside the house in question to take some things that the codefendant was bringing to him. Notably, it was only after defendant entered the guilty plea and realized that he was being sentenced as a second felony offender that he made an effort to assert his innocence. The record of the plea allocution clearly reveals that County Court thoroughly apprised defendant of his rights. Although afforded an opportunity to address County Court on the withdrawal motion, defendant failed to substantiate his innocence, his alleged inability to understand the plea agreement or the failure of his attorney to effectively assist him in his defense (see, People v. Hudson, supra, at 760, 655 N.Y.S.2d 142).
The record amply shows that his plea was provident, voluntary and knowingly made (see, People v. Robideau, 133 A.D.2d 903, 520 N.Y.S.2d 275, lv. denied 71 N.Y.2d 902, 527 N.Y.S.2d 1011, 523 N.E.2d 318) and that he received effective assistance of counsel. At the plea allocution, defendant acknowledged that no threats or force had been used by anyone to get him to plead guilty and that he was pleading guilty voluntarily; defendant also stated unequivocally that he attempted to enter the dwelling of the victim, that he understood the plea arrangement and that he wished to plead guilty. Defense counsel explained to defendant that he would be sentenced to at least five years and asked whether he understood that, to which defendant responded, “Yes.” Defendant also responded affirmatively to County Court's questions regarding whether he understood that he was giving up his right to a jury trial as well as any other rights that he would have at a trial, that by pleading guilty it was the same as if he had been convicted of the crime by a jury after a trial, whether he had enough time to discuss the plea and the consequences of it with his counsel before deciding to plead guilty, and whether he was satisfied with the job that defense counsel had done for him. In addition to his presentencing efforts on behalf of defendant, including representation at the suppression hearing, defense counsel effectively argued the motion to withdraw. We conclude that defendant received meaningful representation and nothing in the record supports defendant's claim that his plea was rendered involuntary by defense counsel's conduct (see, People v. Murphy, 243 A.D.2d 954, 954-955, 663 N.Y.S.2d 378, 379-380, lv. denied 91 N.Y.2d 835, 667 N.Y.S.2d 689, 690 N.E.2d 498).
Finally, the record also reveals that County Court conducted sufficient inquiries into whether defendant, at the time of his plea, was impaired as the result of medication and whether he knew that he was breaking into a dwelling. We have reviewed defendant's remaining contentions and find them lacking in merit.
ORDERED that the judgment is affirmed.
SPAIN, Justice.
CARDONA, P.J., and YESAWICH, PETERS and CARPINELLO, JJ., concur.
Thank you for your feedback!
A free source of state and federal court opinions, state laws, and the United States Code. For more information about the legal concepts addressed by these cases and statutes visit FindLaw's Learn About the Law.
Decided: May 14, 1998
Court: Supreme Court, Appellate Division, Third Department, New York.
Search our directory by legal issue
Enter information in one or both fields (Required)
Harness the power of our directory with your own profile. Select the button below to sign up.
Learn more about FindLaw’s newsletters, including our terms of use and privacy policy.
Get help with your legal needs
FindLaw’s Learn About the Law features thousands of informational articles to help you understand your options. And if you’re ready to hire an attorney, find one in your area who can help.
Search our directory by legal issue
Enter information in one or both fields (Required)