PEOPLE v. TYKHONOV (2007)

This matter comes on by appeal of defendant/appellant (defendant) from a jury verdict in the Town of Bethel Justice Court finding him guilty of DWI and unsafe lane change.

Defendant submits brief with appendix.

The People submit answering brief and appendix.

Defendant submits reply.

The People submit reply.

Defendant submits sur-reply.

Defendant argues that his retained counsel was ineffective in representing him from the outset of the case, through discovery and motion practice and throughout the jury trial.

Defendant was arrested by New York State Troopers Dowling and Van Valkenberg on January 29, 2005 in the Town of Bethel, County of Sullivan, State of New York. Defendant was charged with DWI for violation of Vehicle and Traffic Law section 1192(3) ¹ and unsafe lane change for violation of V & T section 1128A.

Defendant's arrest stems from a motor vehicle accident wherein the people claim that he unsafely changed lanes and struck, and became affixed to, a guardrail.

 Defendant argues that trial counsel was ineffective and inept in that, inter alia, he failed to move to suppress defendant's illegal arrest, failed to move to suppress the identification of the defendant, elicited harmful evidence against defendant at trial and showed ignorance of basic criminal procedure and evidentiary rules.

At the time that the New York State Troopers arrived at the accident scene the defendant was seated in the passenger seat of a Toyota while Mikhail Zemko was seated in the drivers seat.   The Toyota was attempting to pull the accident vehicle, a Dodge Van, from the guardrail by means of a rope attached from the Toyota to the Van.

The Troopers, believing that defendant had been drinking, gave defendant field sobriety tests which he failed.   Defendant allegedly did not follow instructions properly, but it is not clear whether the defendant understands the English Language very well.

Glenn Lapolt, a man who was ice fishing on a pond some distance from the road, told one of the State Troopers that he heard a crash, looked up and saw a man walking around the van.   Some time later he looked again and saw a second car attempting to pull the van off the guardrail.   Mr. Lapolt was then brought to the scene and identified defendant as the man he saw walking around the van right after the crash.

Following defendant's arraignment his attorney failed to timely file any motions.   The Justice Court extended motion time and defendant's attorney then served a Demand To Produce, though it was after the extension time.

Said Demand To Produce did not include a demand for the approximate time, date and place of the offense charged and the defendant's arrest.

The defense attorney did not serve a motion to suppress defendant's arrest or a motion to suppress the identification even though a proper arrest and the identification issue were central to the within case.

The defense attorney did file a motion to dismiss on speedy trial grounds and supplied alibi affidavits showing that the matter should be dismissed because he did not drive the van.   In said motion the defense attorney consistently referred to the People's eye witness Glenn Lapolt as “John Bethel”.   Though said motion implied an arrest without probable cause and an identification induced by the police, motions to suppress the arrest or identification were not made.   The motion was properly denied.

After jury selection but prior to the Court's preliminary instructions defense counsel moved orally to dismiss on insufficiency grounds.   The People objected as the motion was not on notice and the evidence had not commenced yet.   Defense counsel insisted that the motion was proper.   Said motion was denied.

The only evidence that the defendant was driving the van was the testimony of Glenn Lapolt, who was ice fishing some distance, about 200 yards, away and was then brought to the accident scene by the State Troopers to identify the defendant.   The defense attorney questioned him regarding a zippered jacket worn by the defendant even though said questioning was outside the scope of the evidence elicited at trial.   Said questioning, arguably, bolstered the witnesses testimony against the interests of the defendant.

There was also trial testimony concerning the defendant's unfamiliarity with the English Language.   Because of defendant's alleged lack of speaking English a Russian interpreter was supplied to the defendant at the state police barracks after arrest.   At trial, the People produced a New York State Trooper who testified that he was previously a police officer in New York City for four years (about twenty years ago), that the defendant held a New York City Taxi and Limousine Commission “Hack License” and a requirement to obtain said license is the passing of an English proficiency exam.   There was no foundation laid to qualify this witness as an expert nor were objections made to his qualifications as an expert or his testimony.

At trial, the defense attorney attempted to put into evidence three photographs depicting head injuries to the person the defense alleged to be the actual driver of the van.   These photographs were not admitted due to the lack of understanding of how to introduce admissible evidence by the defense attorney.

Thus, the defense attorney not only did not know how to introduce admissible evidence but he did not know how or why to object when the People introduced expert testimony without a foundation.

In attempting to elicit evidence of defendant's character the defense attorney persisted in requesting opinion testimony from his witness over the objection of the People and the sustaining of the objection by the Court.   Finally, a chambers conference was held on this issue.   The defense attorney attempted to quote Federal Rules of Evidence from the 5th edition of Trial Techniques by Thomas Mauer.   After considerable discussion regarding New York State Law the Court offered to read from Richardson on Evidence but the defense attorney declined said offer.

The defense attorney also showed his ineffectiveness by his unfamiliarity with cross examination, hearsay testimony, lesser included offenses, verdict sheets and jury charges.

Lastly, after the jury verdict was rendered, the Court asked the defense attorney whether he wanted the jury “polled”.   The defense attorney was not familiar with that term.

The well-established measure in judging a violation of a defendant's constitutional right to effective assistance of counsel shall be analyzed by a flexible standard.  People v. Benevento, 91 N.Y.2d 708, 674 N.Y.S.2d 629, 697 N.E.2d 584 (1998).

 “So long as the evidence, the law, and the circumstances of a particular case, viewed in totality and as of the time of the representation, reveal that the attorney provided meaningful representation, the constitutional requirement will have been met.”  People v. Baldi, 54 N.Y.2d 137, 444 N.Y.S.2d 893, 429 N.E.2d 400 (1981).

An appellate court should not misidentify ineffectiveness with losing strategy or tactics.  People v. Grey, 34 A.D.3d 832, 824 N.Y.S.2d 678 (2nd Dept., 2006).

 The defendant has the burden “to demonstrate the absence of strategic or other legitimate explanations for counsel's alleged shortcomings”.   People v. Taylor, 1 N.Y.3d 174, 770 N.Y.S.2d 711, 802 N.E.2d 1109 (2003);  People v. Benevento, Supra.

An error or errors must be “sufficiently egregious and prejudicial as to compromise a defendant's right to a fair trial.”  People v. Caban, 5 N.Y.3d 143, 800 N.Y.S.2d 70, 833 N.E.2d 213 (2005).

The federal standard for ineffectiveness of counsel requires a two prong test wherein the defendant must show both counsel's representation fell below an objective standard of reasonableness and that there is a reasonable probability that, but for defense counsels unprofessional errors, the results of the proceeding would have been different.   See, Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).

 New York State law has departed from the second, “but for” prong under Strickland, thus adopting a rule more favorable to the defendant.  People v. Turner, 5 N.Y.3d 476, 806 N.Y.S.2d 154, 840 N.E.2d 123 (2005).

“․ it is elementary that the right to effective representation includes the right to assistance by an attorney who has taken the time to review and prepare both the law and the facts relevant to the defense (People v. Bennett, [29 N.Y.2d 462, 329 N.Y.S.2d 801, 280 N.E.2d 637] Supra ) and who is familiar with, and is able to employ at trial basic principles of criminal law and procedure (People v. LaBree, 34 N.Y.2d 257 [357 N.Y.S.2d 412, 313 N.E.2d 730];  cf. People v. Jones, 25 N.Y.2d 637 [306 N.Y.S.2d 17, 254 N.E.2d 232] ).”   People v. Droz, 39 N.Y.2d 457, 384 N.Y.S.2d 404, 348 N.E.2d 880 (1976).

Notwithstanding the defense attorney's ineffectiveness and ineptness regarding the myriad instances mentioned above, this Court is at a loss to posit any strategy or tactic whereby a motion to suppress defendant's arrest and identification were not made herein especially in light that they were the central and crucial issues of this case.

There is no question herein that counsel representing the defendant was ineffective in that he was not prepared in both the law and the facts and he was unable to employ basic principles of criminal law and procedure.

Based upon the above, it is

ORDERED, that the appeal is granted, and it is further

ORDERED, that defendant's convictions and sentence are vacated, and it is further

ORDERED, that this matter is returned to the Town of Bethel Justice Court for further proceedings consistent herewith.

This shall constitute the Decision and Order of this Court.

FOOTNOTES

1.   Defendant refused a breath test, thus he was not also charged with violation of V & T § 1192(2).

FRANK J. LaBUDA, J.