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The PEOPLE of the State of Illinois, Plaintiff-Appellee, v. Devontae D. WILLIAMS, Defendant-Appellant.
OPINION
¶ 1 Defendant, Devontae D. Williams, appeals following the Knox County circuit court's order denying his “Amended Motion to Reconsider Sentence or Vacate the Judgement [sic] and Allow Defendant to Withdraw Guilty Plea.” Defendant argues that the court improperly denied his motion to withdraw guilty plea, where defendant showed a misapprehension of the potential sentencing range. Defendant more specifically contends that the 45-year agreed sentencing cap and imposed sentence are unconstitutional under People v. Buffer, 2019 IL 122327, ¶ 41, 434 Ill.Dec. 691, 137 N.E.3d 763; see also People v. Holman, 2017 IL 120655, ¶ 46, 418 Ill.Dec. 889, 91 N.E.3d 849. We affirm.
¶ 2 I. BACKGROUND
¶ 3 On March 18, 2016, in case No. 16-CF-137, the State charged defendant by information with 10 charges 1 related to the March 16, 2016, shooting death of Dakota Tinkham. Specifically, the State charged defendant with four counts of murder, all Class X felonies; four counts of home invasion, all Class X felonies; one count of residential burglary, a Class 1 felony; and one count of possession of a stolen firearm, a Class 2 felony. Several of the home invasion charges alleged that defendant discharged a firearm in the commission of those offenses. At the time, defendant was 17 years old. The court appointed counsel to represent defendant.
¶ 4 On October 16, 2017, pursuant to a partially negotiated plea agreement, the State dismissed the charges in case No. 16-CF-137 and filed a one-count information that charged defendant with first degree murder (720 ILCS 5/9-1(a)(3) (West 2016)) in case No. 17-CF-519. The information alleged that on March 16, 2016, “without lawful justification and while committing a forcible felony, Residential Burglary, in violation of 720 ILCS 5/19-3, said defendant struck Dakota Tinkham with a blunt object, thereby causing the death of Dakota Tinkham.” The charging instrument made no reference to a firearm. In addition to the dismissed charges, the State agreed to cap its sentence request to 45 years’ imprisonment.
¶ 5 Before accepting defendant's plea, the court inquired whether defendant understood that the State was going to recommend that the court sentence defendant to 45 years’ imprisonment. As currently charged, defendant faced a potential sentencing range of 20 to 60 years’ imprisonment. Defendant indicated that he understood the sentence cap attendant to the plea agreement and the sentencing range applicable to the first degree murder charge.
¶ 6 The State's factual basis established that, on March 16, 2016, defendant, along with several other individuals, entered Tinkham's residence. While inside, the individuals took several items belonging to Tinkham. After leaving the residence, the group met at another location and created a plan to return to Tinkham's residence to take more items. Defendant, Miguel Romo, Jovendia Williams, and Justin Timmons, returned to Tinkham's residence to steal additional items. Upon entering Tinkham's residence, a struggle ensued, and Tinkham was struck in the head with a blunt object that caused Tinkham's death.
¶ 7 After hearing the State's factual basis, defendant indicated that he still wished to plead guilty. The court accepted defendant's guilty plea.
¶ 8 At the February 26, 2018, sentencing hearing, Tinkham's parents, Greg Hutton and Jessica Yocum, gave victim impact statements on behalf of the prosecution. Hutton told the court that his only son, Tinkham, was 19 years old when he died. Tinkham had graduated from high school, started a new job, and lived on his own. Tinkham was doing well and had goals that he was determined to reach. Hutton spoke of the affect Tinkham's death had on him, and stated,
“[the] pain of not seeing [Tinkham] or not being able to talk to him or watch him become the man he wanted to be, it hurts beyond words.
Every day is a challenge to get through. [Tinkham] *** was a one-of-a-kind kid. His smile and the way he made everyone laugh with his smart-alec attitude.
* * *
As you can tell, we all loved [Tinkham], and if this hadn't happened, he would still be here. His time with us was cut short. Our lives have been shattered. We each have an emptiness we have to live with every day.”
¶ 9 Yocum told the court
“I loved [Tinkham] with all my heart—and my kids with all of my heart, but [Tinkham] was my buddy and my best friend, *** you'll never know *** how that bond means to a parent. *** I hope you realize how much you hurt and have taken from me forever.
* * *
*** [T]o lose a happy, healthy young man suddenly, it tears your world apart, and to find out seven people did this to [Tinkham] over some electronics and some weed when *** you could have just fought him with hands, hurt him and left. He would have given anything in that house to still be here.
I get nothing with my son anymore. No holidays, no wedding, grandkids, no more hugs, and the thing I want most is to hear him tell me he loves me. I don't wish this hurt on anybody, but I wish you could feel half of my hurt.
* * *
*** You're alive and still get to talk to the people you love, and all we get is our memories of [Tinkham], our pictures, our stories, and a graveside to sit and cry by. And remember my handsome, loving son ***.”
¶ 10 The court noted that before defendant pled guilty, he faced “multiple charges that included murder with a mandatory 25-year firearm enhancement.” The court explained that defendant previously faced a minimum sentence of 20 years’ imprisonment plus the 25-year firearm enhancement for an effective minimum sentence of 45 years’ imprisonment. After defendant agreed to cooperate in the prosecution of Romo, the State “agreed to amend the original charges and presented a factual basis that [Tinkham] was killed as a result of being struck with a blunt object rather than shot with a firearm. Thus, removing the mandatory 25-year enhancement.”
¶ 11 In mitigation, the court found, in part, that defendant exhibited a level of maturity appropriate for an individual of 17 years of age, defendant did not appear to be impetuous, defendant was kind and polite and able to conform his behavior to the requirements of law, defendant had the ability to consider the risks associated with his behavior, and defendant was subjected to peer pressure and negative influences. The court also noted, “defendant's potential for rehabilitation or evidence of rehabilitation is great.” Later, the court said defendant's “potential for rehabilitation is quite high.” The court also noted
“[A]t the heart of the analysis and this Court's analysis in arriving at the sentence to be imposed in this case are the issues brought up by [defense counsel]. Because not only the U.S. Supreme Court, but the Illinois State Supreme Courts state that defendants under the age of 18 are entitled to close scrutiny whenever a sentence of imprisonment is to be handed down.
***
17-year-olds like the defendant are more vulnerable or susceptible to negative influences and outside pressures, including peer pressure, and they have less control or less experience with control over their own environment. The character of a 17-year-old is not well formed as that of an older adult, and the personality traits of a 17-year-old are more transitory, less fixed, and taken together, those differences mean that the irresponsible conduct of a 17-year-old may not be as morally reprehensible as that of an adult.
***
However, as a sentencing Court, I believe this Court still cannot lose sight of the fact that regardless of the age of the defendant at the time of the commission of the offense, respectfully, [Tinkham] is just as dead. Regardless of whether the defendant was 17, and I've taken that into consideration, or 27, or 52, [Tinkham] is still just as dead.”
The court sentenced defendant to 42 years’ imprisonment. The court ordered defendant to pay $9066.69 in restitution.
¶ 12 On March 26, 2018, plea counsel filed a “Motion to Reconsider Sentence or Vacate the Judgement [sic] and Allow Defendant to Withdraw Guilty Plea.” On July 3, 2018, plea counsel filed an “Amended Motion to Reconsider Sentence or Vacate the Judgement [sic] and Allow Defendant to Withdraw Guilty Plea” and attached an affidavit from defendant. The motion first asked the court to reconsider the sentence imposed. The motion contended that the imposed sentence was excessive and the court did not properly consider factors in mitigation. In the alternative, the motion asked the court to vacate the judgment and allow defendant to withdraw his guilty plea. Defendant averred that plea counsel was ineffective, where counsel pressured defendant to accept the plea agreement. Further, defendant “failed to appreciate the consequences of his plea,” because of defendant's “age and inexperience, he did not know what he was doing and felt that his attorney was not going to fight for him, so he pled guilty.” In the supporting affidavit, defendant stated that he “didn't know nothing about the laws and what [defendant] should have did [sic]” and “didn't know anything about the time and what [defendant] was facing.” Following defendant's claim of ineffective assistance of plea counsel, the court appointed new counsel to represent defendant.
¶ 13 On April 11, 2019, the court held a hearing on defendant's amended motion. Defendant testified that plea counsel informed him prior to his plea that defendant faced a sentencing range of 80 years to life imprisonment. Defendant also stated that at his arraignment for case No. 16-CF-137, plea counsel informed defendant that his sentencing range was 20 to 45 years’ imprisonment.2 Additionally, while defendant acknowledged his numerous admissions to the charged offense, including testimony in codefendant Romo's trial, defendant claimed that he pled guilty to an offense that he did not commit.
¶ 14 Plea counsel testified that, at the beginning of the proceedings, defendant faced a minimum sentence of 45 years’ imprisonment, which included a 25-year firearm enhancement. Plea counsel clarified that he told defendant that the firearm enhancement was discretionary for those who were minors at the time of the offense. Plea counsel denied informing defendant that he faced a minimum of 80 years’ imprisonment.
¶ 15 The court denied defendant's amended motion. The court found that defendant failed to establish a misapprehension of the facts or the law attributable to plea counsel's ineffective assistance to warrant the granting of defendant's amended motion. Specifically, the court rejected defendant's assertions that his guilty plea was involuntarily and unknowingly made because defendant “failed to appreciate the consequences of his plea.” The court noted that it properly admonished defendant regarding his guilty plea and defendant understood the proceedings against him and the terms of his plea agreement. Further, the court found defendant's testimony alleging that plea counsel misinformed defendant incredible and “unworthy of belief.” The court found plea counsel's testimony credible. When addressing defendant's claim that “[t]he court erred in imposing [defendant's] sentence,” the court found that it properly considered the statutory factors in aggravation and mitigation and the Miller factors when it determined defendant's sentence. Moreover, it found that defendant's sentence fell “slightly above the mid-sentencing range” and was within the statutory range. For those reasons, the court concluded that it did not err when sentencing defendant. Finally, the court granted defendant's request to vacate the restitution previously ordered due to the length of defendant's sentence.
¶ 16 II. ANALYSIS
¶ 17 On appeal, defendant argues the court erred by denying his “Amended Motion to Reconsider Sentence or Vacate the Judgement [sic] and Allow Defendant to Withdraw Guilty Plea” because he entered the plea under a misapprehension of the juvenile sentencing law. Specifically, the defendant maintains that due to developments in the law of juvenile sentencing, the potential minimum sentence of 45 years was unrealistic and the sentence that he received was illegal. See Buffer, 2019 IL 122327, ¶ 41, 434 Ill.Dec. 691, 137 N.E.3d 763; Holman, 2017 IL 120655, ¶ 46, 418 Ill.Dec. 889, 91 N.E.3d 849. Defendant acknowledges that he forfeited review of this issue by failing to raise it in his postplea motion and contends that the forfeiture was the result of ineffective assistance of counsel.
¶ 18 A. Sentence Reconsideration
¶ 19 Initially, we note that the circuit court indulged defendant's “Motion to Reconsider Sentence.” However, defendant may only challenge his sentence through a motion to withdraw his guilty plea because the plea was partially negotiated and defendant received a sentence within the negotiated range. See Ill. S. Ct. R. 604(d) (eff. July 1, 2017); R. 605(c)(2) (eff. Oct. 1, 2001); see also People v. Johnson, 2019 IL 122956, ¶¶ 45, 57, 432 Ill.Dec. 696, 129 N.E.3d 1239 (when a defendant enters into a negotiated plea in exchange for the State's agreement to sentencing concessions, defendant may not challenge the excessiveness of his sentence and his only recourse is to seek to withdraw his guilty plea). Defendant sought to withdraw his guilty plea. Therefore, he cannot raise an issue that the sentence he received, which was within the agreed sentencing range, was excessive. The issue of whether defendant's sentence must be set aside as unconstitutional in light of the holding in Buffer is addressed below.
¶ 20 Even if defendant could properly challenge his sentence in a motion to reconsider, defendant's sentence fell within the range of the plea agreement and the sentence he received was less than the agreed cap of 45 years’ imprisonment. See Johnson, 2019 IL 122956, ¶ 45, 432 Ill.Dec. 696, 129 N.E.3d 1239. Specifically, defendant faced a sentencing range of 20 to 60 years’ imprisonment, and the court sentenced defendant to 42 years’ imprisonment. See 730 ILCS 5/5-4.5-20(a) (West 2016). Therefore, any excessive sentence claims in defendant's postplea motion are without merit. Again, whether defendant's sentence was unlawful because it exceeded the 40-year term recognized as a de facto life sentence in Buffer is a separate issue discussed below.
¶ 21 B. Plea Withdrawal
¶ 22 At the outset, we note that defendant does not and cannot directly challenge the propriety of his sentence under Buffer. So long as defendant's guilty plea was entered voluntarily, it “waives all nonjurisdictional errors or irregularities, including constitutional ones.” People v. Townsell, 209 Ill. 2d 543, 545, 283 Ill.Dec. 910, 809 N.E.2d 103 (2004); see also Brady v. United States, 397 U.S. 742, 757, 90 S.Ct. 1463, 25 L.Ed.2d 747 (1970) (a plea is not invalid because “the maximum penalty then assumed applicable has been held inapplicable in subsequent judicial decisions”). Instead, defendant contends that case law decided after the entry of his guilty plea rendered his plea involuntary. This argument is complicated by postplea counsel's failure to raise the issue in the “Amended Motion to Reconsider Sentence or Vacate the Judgement [sic] and Allow Defendant to Withdraw Guilty Plea.” Thus, we begin our analysis with a discussion of the ineffective assistance of postplea counsel standard.
¶ 23 A criminal defendant has a constitutional right to effective assistance of counsel at all stages of a criminal proceeding, including postplea proceedings. U.S. Const., amends. VI, XIV; Ill. Const. 1970, art. I, § 8; People v. Cabrales, 325 Ill. App. 3d 1, 6, 258 Ill.Dec. 479, 756 N.E.2d 461 (2001). To establish a claim of ineffective assistance of postplea counsel, a defendant must show (1) counsel's performance fell below an objective standard of reasonableness and (2) there was a reasonable probability that, but for counsel's error, the result of the proceedings would have been different. Strickland v. Washington, 466 U.S. 668, 687-88, 694, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). A defendant must satisfy both prongs of the Strickland test. People v. Shaw, 186 Ill. 2d 301, 332, 239 Ill.Dec. 311, 713 N.E.2d 1161 (1998).
¶ 24 A defendant has no absolute right to withdraw his guilty plea. People v. Delvillar, 235 Ill. 2d 507, 520, 337 Ill.Dec. 207, 922 N.E.2d 330 (2009). To withdraw a guilty plea, a defendant must demonstrate that (1) the plea was entered on a misapprehension of the facts or law; (2) his agreement to the plea was the result of misrepresentations by counsel, the State, or another authority; (3) he has a defense worthy of consideration by a jury; or (4) the ends of justice will be better served by submitting the case to a jury. People v. Davis, 145 Ill. 2d 240, 244, 164 Ill.Dec. 151, 582 N.E.2d 714 (1991). “[T]he burden is on the defendant to establish that the circumstances existing at the time of the plea, judged by objective standards, justified the mistaken impression.” Id. The decision to grant or deny the motion to withdraw defendant's guilty plea lies with the circuit court and is reviewed for an abuse of discretion. Delvillar, 235 Ill. 2d at 519, 337 Ill.Dec. 207, 922 N.E.2d 330.
¶ 25 At the time of defendant's plea, Miller v. Alabama, 567 U.S. 460, 479, 132 S.Ct. 2455, 183 L.Ed.2d 407 (2012), forbid the imposition of mandatory life sentences on a juvenile offender. A court could impose a discretionary life sentence on a juvenile offender only after the court considered the juvenile's youth and its attendant characteristics. Id. at 479-80, 132 S.Ct. 2455. In People v. Reyes, 2016 IL 119271, ¶¶ 7-8, 407 Ill.Dec. 452, 63 N.E.3d 884 (per curiam), our supreme court extended Miller to require courts to consider youth and its attendant characteristics before imposing a de facto life sentence. Reyes did not define what constituted a de facto life sentence. In Holman, 2017 IL 120655, ¶ 46, 418 Ill.Dec. 889, 91 N.E.3d 849, our supreme court further held that a juvenile offender may be sentenced to life imprisonment “but only if the trial court determines that the defendant's conduct showed irretrievable depravity, permanent incorrigibility, or irreparable corruption beyond the possibility of rehabilitation.” This was the state of the juvenile sentencing law on October 16, 2017, when defendant entered his plea.
¶ 26 Nearly two years after defendant entered his guilty plea, our supreme court created a bright-line rule that a sentence greater than 40 years’ imprisonment constitutes a de facto life sentence. Buffer, 2019 IL 122327, ¶ 42, 434 Ill.Dec. 691, 137 N.E.3d 763 (opinion filed April 18, 2019). Prior to Buffer, at the time of defendant's plea, the exact parameters of a de facto life sentence were subject to the court's interpretation. Indeed, as indicated by the court's comments at sentencing, the court believed that it was imposing a sentence that comported with Miller and its progeny. Supra ¶ 11. Therefore, defendant cannot show that Buffer, a case decided well after the entry of defendant's guilty plea, caused him to misapprehend the sentence he faced before he entered his guilty plea. Further, defendant cannot show postplea counsel provided ineffective assistance for failing to raise this meritless issue. See, e.g., People v. Enoch, 146 Ill. 2d 44, 53, 165 Ill.Dec. 719, 585 N.E.2d 115 (1991) (holding appellate counsel was not ineffective for failing to raise a meritless issue).
¶ 27 Even if Buffer were decided at the time of defendant's plea, it would not have changed the outcome, as defendant could still agree to and receive a sentence of more than 40 years, as long as the court considered defendant's youth and its attendant circumstances. See Reyes, 2016 IL 119271, ¶¶ 7-9, 407 Ill.Dec. 452, 63 N.E.3d 884. In fact, the court gave significant consideration to defendant's youth before it imposed the 42-year sentence. Supra ¶ 11.
¶ 28 Further, we find that the 45-year sentence cap that was attendant to defendant's plea was not per se unlawful or unconstitutional. First, the sentence was well within the range for the offense of first degree murder. See supra ¶ 20. Second, and contrary to defendant's argument, the 45-year sentence cap did not, by itself, violate the eighth amendment of the United States Constitution or proportionate penalties clause of the Illinois Constitution. In Buffer, 2019 IL 122327, ¶ 41, 434 Ill.Dec. 691, 137 N.E.3d 763, which was decided several years after defendant entered his guilty plea, the court did not expressly prohibit the negotiation of a plea cap above 40 years. However, the sentencing court had the discretion to impose a sentence of less than 40 years, after properly considering defendant's rehabilitative potential, together with the unique characteristics resulting from the youthful age of defendant. Therefore, we conclude that the sentence cap of 45 years is not per se unconstitutional and does not provide grounds to withdraw the guilty plea based on this record.
¶ 29 Finally, the court's finding at sentencing that defendant possessed rehabilitative potential—a fact that would ordinarily preclude the imposition of a de facto life sentence—does not change our conclusion. At the time of his plea, defendant could not have known that the court would make such a finding. Facing a sentencing range of 45 years to life imprisonment, defendant made the reasonable decision to plead guilty and guarantee for himself a sentence of 45 years or less.
¶ 30 Following the filing of our order, defendant filed a petition for rehearing and then our supreme court filed its decision in People v. Jones, 2021 IL 126432, 454 Ill.Dec. 749, 190 N.E.3d 731. After reviewing defendant's petition for rehearing and Jones, we find that Jones further supports our holding.
¶ 31 In Jones, defendant was 16 years old when he committed several felony offenses. Id. ¶ 3. Defendant entered a negotiated guilty plea, in which he received 50 years’ imprisonment, and the State dismissed multiple Class X felonies. Id. ¶ 4. Defendant filed a motion for leave to file a successive postconviction petition. In the proposed successive postconviction petition, defendant argued that his sentence was unconstitutional under Miller. Defendant also acknowledged that his guilty plea and sentence were entered before the issuance of Miller. The court denied defendant's motion for leave. Id. ¶ 7. On appeal, we affirmed. Id. ¶ 8; People v. Jones, 2016 IL App (3d) 140573-U, 2016 WL 6065854. Following a supervisory order directing us to vacate our judgment and reconsider defendant's argument in light of Buffer, we again affirmed and held that defendant's negotiated guilty plea and sentence were constitutional, where defendant pled guilty prior to the issuance of Miller. Further, the nature of defendant's guilty plea waived any eighth amendment sentencing challenge under Miller. People v. Jones, 2020 IL App (3d) 140573-UB, ¶¶ 14, 2020 WL 3839693, 19. Thereafter, the supreme court granted defendant's petition for leave to appeal.
¶ 32 Our supreme court affirmed Jones, 2020 IL App (3d) 140573-UB, noting that defendant agreed to a lower sentence “ ‘to avoid a potential, not a certain,’ ” life sentence. Jones, 2021 IL 126432, ¶ 26, 454 Ill.Dec. 749, 190 N.E.3d 731. The court found that defendant knowingly and voluntarily pled guilty and “waived any constitutional challenge based on subsequent changes in the applicable law.” Id. Moreover, the circuit court “did not fail to exercise its discretion in deciding to accept the parties’ plea agreement” and entering defendant's sentence. Id. ¶ 28. Therefore, defendant did not have a cognizable claim under Miller. Id.
¶ 33 Similarly, in the present case, the record shows that defendant entered a knowing and voluntary negotiated plea “ ‘to avoid a potential, not a certain,’ ” life sentence. See id. As we previously found, the circuit court properly sentenced defendant under the law as it existed at the time and did not fail to use discretion when accepting defendant's plea or entering his sentence. Supra ¶¶ 25-27. Further, the supreme court's finding in Jones supports our conclusion that Buffer, a subsequent change in applicable law, cannot provide a cognizable claim for defendant who waived any constitutional argument following his knowing and voluntary negotiated plea. See Jones, 2021 IL 126432, ¶ 26, 454 Ill.Dec. 749, 190 N.E.3d 731.
¶ 34 III. CONCLUSION
¶ 35 The judgment of the circuit court of Knox County is affirmed.
¶ 36 Affirmed.
¶ 38 Defendant has demonstrated that he entered his guilty plea while under a misapprehension of the law. Because defendant is therefore entitled to withdraw his plea, I must respectfully dissent.
¶ 39 As the majority correctly points out, a defendant may withdraw his guilty plea only in limited scenarios. Supra ¶ 24. Most relevant to the instant case, a defendant should be allowed to withdraw his plea where the plea was entered through a misapprehension of the facts or of the law. People v. Hughes, 2012 IL 112817, ¶ 32, 368 Ill.Dec. 26, 983 N.E.2d 439. “It is well established that a guilty plea is not voluntary and intelligent if it is entered on the basis of a misapprehension of law or fact ***.” People v. Kraus, 122 Ill. App. 3d 882, 888, 78 Ill.Dec. 202, 461 N.E.2d 1036 (1984).
¶ 40 In arguing that he entered his plea under a misapprehension of the law, defendant invokes our supreme court's decision in Buffer frequently throughout his briefs. In Buffer, our supreme court held that a sentence of more than 40 years’ imprisonment was a de facto life sentence, such that the trial court was obligated to (1) consider the Miller factors and (2) find that the defendant is permanently incorrigible and beyond the possibility of rehabilitation before imposing such a sentence on a juvenile offender. Buffer, 2019 IL 122327, ¶¶ 40-42, 434 Ill.Dec. 691, 137 N.E.3d 763; Holman, 2017 IL 120655, ¶ 46, 418 Ill.Dec. 889, 91 N.E.3d 849. To the extent that defendant's argument for misapprehension of the law relies on Buffer, I agree with the majority in finding that it is unavailing. Defendant entered his guilty plea on October 16, 2017, more than 18 months before Buffer was decided. Defendant cannot claim to have misapprehended law that did not exist at the time of the plea. “[A] voluntary plea of guilty intelligently made in the light of the then applicable law does not become vulnerable because later judicial decisions indicate that the plea rested on a faulty premise.” Brady, 397 U.S. at 757, 90 S.Ct. 1463.
¶ 41 Nevertheless, the record in this case establishes that defendant did enter his plea on the basis of a misapprehension of the law. While the Buffer decision established a bright-line rule defining de facto life sentences, it did not announce any new legal principles with respect to Miller. The notion that a court was required to consider the Miller factors before imposing a discretionary de facto life sentence upon a juvenile offender was established by our supreme court prior to defendant's guilty plea in this case. Reyes, 2016 IL 119271, ¶ 9, 407 Ill.Dec. 452, 63 N.E.3d 884 (de facto life sentences); Holman, 2017 IL 120655, ¶ 40, 418 Ill.Dec. 889, 91 N.E.3d 849 (discretionary life sentences).
¶ 42 To be sure, at the time of defendant's plea, the precise limits of a de facto life sentence were ill-defined. E.g., Reyes, 2016 IL 119271, ¶¶ 10, 12, 407 Ill.Dec. 452, 63 N.E.3d 884 (89-year term is de facto life sentence; 32-year term is not); People v. Perez, 2018 IL App (1st) 153629, ¶ 38, 424 Ill.Dec. 846, 110 N.E.3d 196 (53-year term not a de facto life sentence); People v. Buffer, 2017 IL App (1st) 142931, ¶ 62, 412 Ill.Dec. 490, 75 N.E.3d 470 (50-year term is a de facto life sentence); Bear Cloud v. Wyoming, 2014 WY 113, 334 P.3d 132, ¶¶ 11, 33 (Wyo. 2014) (45-year term is de facto life sentence; cited approvingly in Reyes and Holman). Defendant could not have known with any specific certainty what length of sentence would require the trial court to engage in consideration of the Miller factors.
¶ 43 Defendant could have known that there was some practical limit on the length of sentence the trial court could impose without first finding that the defendant was permanently incorrigible and beyond the possibility of rehabilitation. The existence of that practical limitation 3 would have been particularly relevant here, as defendant, absent a plea agreement, was facing the potential of life imprisonment. See 730 ILCS 5/5-8-1(a)(1)(d)(iii) (West 2018) (providing sentence enhancement of up to natural life imprisonment where personal discharge of a firearm causes the death of another person). If the relative value of the State's plea offer is measured by the relief it affords in relation to the maximum sentence faced, it is paramount that a defendant be aware of the limitations on that maximum sentence. Regardless of whether a de facto life sentence was defined as 40, 50, or 60 years, defendant in this case should have been made aware that the trial court could not impose an actual life sentence without first finding him permanently incorrigible. Only if defendant knew the applicable law could he have considered the likelihood that the court would make such a finding, and, in turn, consider the actual value of the State's offer of 45 years’ imprisonment.
¶ 44 The record suggests that defendant was not aware of the law regarding de facto life sentences at the time of his plea. Defendant's amended motion to withdraw his plea was filed by the same attorney who represented defendant throughout plea proceedings. It should not be held against defendant that counsel failed to detail his own shortcomings in that motion. People v. Lawton, 212 Ill. 2d 285, 296, 288 Ill.Dec. 638, 818 N.E.2d 326 (2004) (“An attorney cannot be expected to argue his own ineffectiveness.”). More importantly, in a pro se affidavit attached to that motion, defendant did allege that he “didn't know nothing about the laws” and that “I really didn't know anything about the time and what I was facing I was just going off of what my Public Defender was telling me.” Such allegations constitute a claim of misapprehension of the law in its most basic form. A pro se defendant cannot be expected to give a detailed analysis of the law where his unawareness of the law is at the very heart of the issue.
¶ 45 As an aside, the majority asserts that “[e]ven if Buffer were decided at the time of defendant's plea, it would not have changed the outcome, as defendant could still agree to and receive a sentence of more than 40 years, as long as the court considered defendant's youth and its attendant circumstances.” Supra ¶ 27. It is unquestionably true that a juvenile defendant may agree to a sentence of more than 40 years even after Buffer. But such a sentence would only be considered voluntary and intelligent if that defendant was aware of Buffer and its implications. If this hypothetical post-Buffer defendant later demonstrated—as defendant has in this case—that the plea was entered without knowledge of the relevant law, he would be allowed to withdraw that plea.
¶ 46 Upon denial of defendant's petition for rehearing, the majority addresses our supreme court's recent decision in Jones, 2021 IL 126432, 454 Ill.Dec. 749, 190 N.E.3d 731. The majority concludes that Jones supports its conclusion in this case, namely, that a subsequent change in the law does not provide grounds to withdraw a guilty plea. I do not disagree, either with that well-settled point of law, or with the majority's reading of Jones.
¶ 47 However, even after modification, the majority has failed to address defendant's allegation that he did not understand the law at the time of his plea. The Jones court made clear that, in that case, it was “undisputed *** that petitioner, the State, and the trial court all correctly understood the law that was applicable at the time petitioner entered into the plea agreement.” Id. ¶ 19. In Jones, there was not even an allegation that defendant did not understand the law at the time of his plea. By establishing this fact at the very outset of its analysis, the Jones court tacitly emphasized that a defendant's understanding of the law at the time of his plea is the predominant concern in determining whether that plea may be withdrawn.
¶ 48 Unlike Jones, the record in this case shows that defendant was not aware of Miller and its progeny, including Reyes and Holman at the time of his plea. This misapprehension of the law precluded defendant from a knowing consideration of the value of the State's plea offer and the effect of his plea. Thus, it also rendered defendant unable to intelligently plead guilty. See Kraus, 122 Ill. App. 3d at 888, 78 Ill.Dec. 202, 461 N.E.2d 1036. Accordingly, I would remand the matter with instructions that the trial court allow defendant to withdraw his plea.
FOOTNOTES
1. The charging instrument for case No. 16-CF-137 is not part of the record in this appeal. However, a “Rap Sheet” in the record provides the name, class, and statutory cite for each charge.
2. The transcript of the arraignment hearing in case No. 16-CF-137 is not a part of the record on appeal.
3. Even under Miller, of course, a trial court may sentence a juvenile offender to a life sentence, provided the court first considers the characteristics of youth and its attendant circumstances and finds that the juvenile is “beyond the possibility of rehabilitation.” Holman, 2017 IL 120655, ¶ 46, 418 Ill.Dec. 889, 91 N.E.3d 849. A defendant contemplating a plea offer cannot begin to weigh whether he is susceptible to such a finding if he is wholly unaware that the requirement exists.
JUSTICE HAUPTMAN * delivered the judgment of the court, with opinion. FN* Following Justice Wright's retirement and the filing of defendant's petition for rehearing, Justice Hauptman was appointed to this court and assumed authorship of this modified disposition.
Justice Schmidt concurred in the judgment and opinion. Presiding Justice McDade dissented, with opinion.
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Docket No: Appeal No. 3-19-0298
Decided: November 30, 2021
Court: Appellate Court of Illinois, Third District.
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