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The PEOPLE of the State of California, Plaintiff and Respondent, v. Lee Roy CASTELLANO, Defendant and Appellant.
Defendant Lee Roy Castellano has appealed from a judgment imposing a prison sentence after a jury found him guilty of first degree robbery (Pen.Code § 211) and found he had used a firearm in the commission of the robbery within the meaning of Penal Code section 12022.5.
Defendant admitted five of seven charged prior felonies; the other two were thereupon dismissed by the district attorney.
On September 3, 1973 (Labor Day), at approximately 9:10 a. m., a Kentucky Colonel Fried Chicken shop located on Rosecrans Avenue in San Diego was robbed by a male individual armed with a loaded revolver. After having been on the premises for about five minutes, the robber departed with approximately $480. All five employees of the establishment identified defendant as the robber.
The manager of the shop, Jackie Ray Briddell, was shown a series of photographs by the police about two weeks after the robbery. He had noted the robber wore a moustache, yet he selected the photograph of defendant which showed him cleanshaven. He did not remember any chin hair, and made no Mention of a birthmark; he said defendant wore a plaid jacket during the robbery.
The manager saw a revolver in defendant's hand, and saw bullets in the cylinder. He had seen defendant in November in a court proceeding and then recognized him as the robber. His in-court identification of defendant as the robber was positive.
Marsha Heidt, a sales clerk, in the shop, at a distance of a few, saw the robber with a pistol that had a cylinder in which she saw bullets. She said the robber had a drooping moustache, a few days' growth on his chin, and an irregular reddish birthmark on his cheek.
Within an hour she and three other witnesses were asked to draw a pencil sketch of the robber's face. Her sketch showed the birthmark and chin hair. About two weeks later she was shown five black and white photographs, from which she chose that of defendant. Her in-court identification was positive.
Lori Uhlman, a sales clerk and sister of Marsha Heidt, saw the robber at close range as he directed a gun at her. She described his dress, which included a maroon, gray and black jacket. She did not observe the birthmark, but saw the moustache and short chin hair, of three or four days' growth. About two weeks later she was shown a group of five photographs, from which she selected that of the defendant. Her courtroom identification of defendant as the robber was positive.
One of the witnesses, Sidne Stice, had left California for Michigan two weeks after the robbery. She had seen neither defendant nor any photograph of him between the time of the robbery and the date on which she testified. Her in-court identification of defendant was positive. During the robbery she had observed the birthmark on the robber's left cheek, that there was hair on his as though he was trying to grow a goatee or had forgotten to shave for a couple of days.
Mark Steven Francisco was working as a cook in the establishment. He saw the robber with a gun in his hand, and saw bullets in the cylinder. The witness described a maroon, gray and black Pendleton plaid jacket, a drooping moustache and incipient goatee. He did not observe a birthmark. He was shown a group of five color photographs and selected that of defendant, whom he positively identified as the robber at trial.
Both groups of photographs were from the upper torso upwards.
Lloyd R. Cox, a San Diego police officer, showed the group of five black and white photographs to Briddell, Heidt and Uhlman on September 17. The group of color photographs had been taken on September 19, of which that of defendant was shown by Cox to Francisco in November. Cox did not say or suggest to anyone that the robber was the subject of any of the photographs. Each witness was interviewed and shown the photographs apart from the other witnesses. Cox asked the witnesses ‘to look through the photographs and see if anyone looked familiar to them’; he did not indicate any one of the subjects to any witness or say that another witness had made an identification.
One witness for the defense testified that on the night of the robbery defendant was working as a parking lot cleaner from approximately 6:30 p. m. until 5:00 the next morning, September 4; that he was under the direct supervision of the witness, his employer.
Other witnesses for the defense had seen a man with a moustache working with defendant's employer at a parking lot that night. Another witness, to whom defendant was known, said he had seen defendant shortly after 7 o'clock that evening.
The records kept by the employer showed payments made to defendant both before September 3 and after September 4, but none for either of those two dates.
Defendant contends it was error to admit the photographs into evidence.
We have examined the photographs shown to the witnesses. The photograph of defendant in the group of black and white pictures showed him to be cleanshaven, except for a faint growth on the upper lip, and showed a small spot of some kind on his left cheek which might have been a birthmark. Of the other subjects in the group, one had an incipient moustache and chin whiskers and two others had a slight growth of chin hair. So far as can be determined, the hair coloring of the five subjects was much alike.
In the group of color photographs, all the subjects had moustaches of the type described by the witnesses. Defendant and three of the other subjects had some growth of hair on the chin, and all the subjects were of the same general coloring. The birthmark on defendant's left cheek was reddish brown in color and much smaller than a ten-cent piece. Another of the subjects with moustache and chin whiskers has a small natural blemish on his left cheek in much the same position as that on defendant.
‘In Simmons v. United States, supra, 390 U.S. 377, 385, 88 S.Ct. 967, 971, 19 L.Ed.2d 1247, the court said:
“[W]e hold that each case must be considered on its own facts, and that convictions based on eyewitness identification at trial following a pretrial identification by photograph will be set aside on that ground only if the photographic identification procedure was so impermissibly suggestive as to give rise to a very substantial likelihood of irreparable misidentification.” (People v. Lawrence, Cal.App., 81 Cal.Rptr. 91, 101 (vacated 4 Cal.3d 273, 93 Cal.Rptr, 204, 481 P.2d 212; cert. den. 407 U.S. 909, 92 S.Ct. 2431, 32 L.Ed.2d 682).)
The trial court might properly find that the photographs, and the manner of showing them to the witnesses, were not unduly suggestive. The fact defendant's photograph, in the group of black and white photographs, was the only one showing a person with a birthmark did not make it unduly suggestive.
Where identification evidence is shaky and there is evidence as to alibi, error in the admission of identification evidence or illegality in the identification procedures may compel reversal. (People v. Banks, 2 Cal.3d 127, 84 Cal.Rptr. 367, 465 P.2d 263; People v. Citrino, 11 Cal.App.3d 778, 784, 90 Cal.Rptr. 80.)
Here there was no error, and the identification evidence was anything but shaky. Each of five witnesses was positive defendant was the robber. With several of them the birthmark played no part.
To the extent that distinctive physical characteristics played a part in an identification, what was said in People v. Lawrence, 4 Cal.3d 273, 278–279, 93 Cal.Rptr. 204, 208, 481 P.2d 212, 216, has application:
‘As long as the photographs from which the witness made his identification are preserved an available at trial, counsel for the accused by using them in cross-examination of prosecution witnesses, can easily reveal the possibility of prejudice and thereby impugn the identification testimony.’
There was no error in permitting, over objection, the admission of the photographs shown to the witnesses and the fact that the witnesses identified photographs of defendant as those of the robber.
There is nothing in the case cited by defendant that compels a contrary conclusion. (See People v. Caruso, 68 Cal.2d 183, 65 Cal.Rptr. 336, 436 P.2d 336; Foster v. California, 394 U.S. 440, 89 S.Ct. 1127, 22 L.Ed.2d 402.)
Defendant assigns as error the court's refusal to give a requested instruction which his brief denominates a ‘Sears instruction.’ That characterization derives from certain language in People v. Sears, 2 Cal.3d 180, 84 Cal.Rptr. 711, 465 P.2d 847, which some members of the criminal bar have interpreted as authorizing defense counsel to devise a form of so-called instruction on the law tailored to present judicial comment upon testimony favorable to the defendant, or judicial analysis of prosecution evidence as giving rise to a reasonable doubt upon some issue essential to proof of the charge.
The language of People v. Sears, 2 Cal.3d 180, 190, 84 Cal.Rptr. 711, 717, 465 P.2d 847, 853, which is looked to as authority for the proposition that the requested instruction should have been given is an follows:
‘[A] defendant, upon proper request therefor, has a right to an instruction that directs attention to evidence from a consideration of which a reasonable doubt of his guilt could be engendered.’
Sears did not originate the phrase. It first appeared in the precise form repeated by Sears in People v. Granados, 49 Cal.2d 490, 496, 319 P.2d 346. Granados cites in support of the language borrowed from it by Sears: People v. Kane, 27 Cal.2d 693, 699, 166 P.2d 285; People v. Plywood Mfrs. of Cal., 137 Cal.App.2d Supp. 859, 872, 291 P.2d 587; and People v. Wilson, 100 Cal.App. 428, 431, 280 P. 169.
In Granados, the instruction was that if the jury a reasonable doubt that the defendant in a murder case had committed a violation of Penal Code section 288, he could not be found guilty of first degree murder.
People v. Whitehorn, 60 Cal.2d 256, 32 Cal.Rptr. 199, 383 P.2d 783, also dealt with a felony murder trial and an instruction that if the jury had a reasonable doubt that the crime of rape had been committed the defendant could not be found guilty of first degree murder.
The Granados and Whitehorn instructions were typical of the form of the instruction considered in each of the cases on the subject mentioned in Sears.
In People v. Kane, supra, 27 Cal.2d 693, 699, 166 P.2d 285, 288, it is said:
“[T]he defendant had a right to ask an instruction that if there was a reasonable doubt as to this essential fact, the defendant should have the benefit of it.”
In People v. Wilson, supra, 100 Cal.App. 428, 431, 280 P. 169, 170, the requested instruction was this:
“[I]f the defendant was at some other place at the time of it is alleged or proven that the crime was committed, it is what in law is called an alibi. When satisfactorily proven it is good defense in law. Whether or not an alibi was proven and established to your satisfaction in this case, is a fact for you to decide from all the evidence introduced before you and if you believe that the defendant was not present at the time it was alleged or proven that the crime was committed, and therefore could not have committed the crime, charged in the information, and did not aid or abet in its commission, then you should find him not guilty.”
People v. Garcia, 2 Cal.2d 673, 683, 42 P.2d 1013, 1018, although cited in Sears, is not illuminating as to what kind of instruction a defendant is entitled to. It mentions the refusal to give certain requested instructions of the defendant, none of which was quoted, and all of which were held to have been covered. The instruction given serious discussion was the following given by the court:
‘In criminal cases, the proof of the moving cause is permissible, and oftentimes valuable, but it is never essential. Where the perpetration of a crime has been brought home to a defendant, the motive for its commission becomes unimportant. Evidence of motive is sometimes of assistance in removing doubt and completing proof which might otherwise be unsatisfactory, and that motive may be shown by positive evidence or gleaned from the facts and surroundings of the act; then proof of the motive becomes a circumstance, but nothing more than a circumstance, to be considered by the jury, and its absence is equally a circumstance in favor of the accused, to be given such weight as the jury deems proper. But proof of motive is never indispensable.”
In People v. Moore, 43 Cal.2d 517, 527–528, 275 P.2d 485, 492, the requested instruction was as follows:
“You are instructed that if you believe from the evidence that prior to the 6th day of May, 1952, the defendant Patricia G. Moore had received information either from the deceased or other persons, of threats against her life or person made by the deceased Telford I. Moore she is justified in acting more quickly and taking harsher measures for her own protection in event of assault, than would a person who had not received such threats and if you should believe from the evidence that the deceased did make threats against the defendant and because thereof defendant had reasonable cause to fear greater peril than she would have had otherwise, you are to take such facts in to consideration in determining whether defendant acted in a manner which a reasonable person would act in protecting his or her own life or bodily safety.”
In People v. Cook, 148 Cal. 334, 336–337, 83 P. 43, the essence of the refused instruction was that the defendant would not be deprived of his right of self defense or denied the effect of the rules relating to voluntary manslaughter, although it might appear that he had committed another crime not involving the subject of the homicide or an act of violence.
In People v. Eckert, 19 Cal. 603, 604–605, the instruction read:
“If they shall find that there is a reasonable doubt of Vance & Reed selling the cow to the Bakers, that defendant sold to Woolridge, they will give defendant the benefit of the doubt, and find the defendant not guilty.”
In People v. Plywood Mfrs. of Cal., supra, 137 Cal.App.2d Supp. 859, 874–875, 291 P.2d 587, the refused instruction was that each essential element of the crime had to be proved beyond a reasonable doubt.
One of the instructions requested in People v. Mayo, 194 Cal.App.2d 527, 536, 15 Cal.Rptr. 366, was simply statements of law; whether the second was such is questionable. The judgment was reversed because the reviewing court found the evidence insufficient to support the verdict of guilty of failing to stop after an accident involving personal injury. (Veh.Code § 20001.)
In People v. Cohn, 94 Cal.App.2d 630, 638, 211 P.2d 375, the instruction was directed to the limited purpose for which certain telephone conversations were admitted and that they could not be considered as evidence of the truth of anything said or as binding on the defendants who did not participate in them. Cohn was cited in Sears as authority for the proposition that a more specific instruction should be given when requested, although a general instruction on the same subject has been given.
Defendant's proposed instruction was of the class embodying judicial analysis of the prosecution's evidence to the anticipated benefit of the defendant.1 It contains some correct statements of the law which, if separated from the parts that are not statements of law, might properly have been the subjects of requested instructions. Those portions that are statements of law were covered substantially by an instruction that said:
‘The defendant in this case has introduced evidence tending to show that he was not present at the time and place of the commission of the alleged offense for which he is here on trial. If, after consideration of all the evidence, you have a reasonable doubt that the defendant was present at the time the crime was committed, he is entitled to an acquittal. . . .’
General instructions also were given on the presumption of innocence and the State's burden of proving guilt beyond a reasonable doubt, on defendant's right to an acquittal should there be a reasonable doubt, and as to criteria for determining the credibility of a witness.
It may be that somewhere, sometime, some trial judge, under the threat of violating the Sears canon otherwise, was persuaded to use the language of the requested instruction in instructing a jury.
In fact the use throughout of the words ‘the witness' suggests the instruction may have been borrowed in haec verba, since in the case at bench there were five separate identifications, unrelated except as to the time of the original contact, and, as to some of them, the time of a subsequent identification. Whatever its origin and history, it is not in its entirety a statement of the law. Without attempting a thorough analysis of the parts that are not a statement of law, it is apparent that it neglects factors that may enter into the correctness of the first identification of a defendant in person after the crime, such as recollection refreshed by the viewing of a photograph, often condemned because of suggestiveness, but when free of suggestiveness an aid to reliable memory.
As mentioned, the requested instruction in the case at bench contains statements of the law that in general are correct. The first two sentences and the last sentence of the first paragraph are such; so is the first sentence of the sixth paragraph. In the remainder, the distinction between identity, which was an issue, and the process of identification by a witness, a matter going to credibility, is blurred, perhaps with intent to confuse. It is framed as though there were only one identification instead of five, any one of which might be sufficient. It has the added vice of including corrosive analysis of the prosecution evidence as though that, too, were a matter of law.
The duty of the judge to instruct the jury on points of law is inherent in his declaration to the jury that they are the exclusive judges of the fact and that they must take the law as he declares it to them. That duty is also defined by statute in Penal Code section 1093: ‘(6) The judge may then charge the jury, and must do so on any points of law pertinent to the issue, if requested by either party; . . .’ and, in Penal Code section 1127: ‘Either party may present to the court any written charge on the law, but not with respect to matters of fact, and request that it be given. If the court thinks it correct and pertinent, it must be given; if not, it must be refused. . . .’ (Emphasis added.)
Here, an instruction stating that one of the facts to be determined, and as to which the jury be convinced beyond a reasonable doubt, was whether defendant committed the crime, could have been requested and, if requested, should have been given. (People v. Sears, supra, 2 Cal.3d 180, 84 Cal.Rptr. 711, 456 P.2d 847.) Such an instruction could have pointed out that the evidence on that score was conflicting between the eyewitnesses to the crime on one side, and the witnesses as to the defendant's presence elsewhere on the other side, and that in evaluating their testimony the jury should be guided by the rules declared elsewhere in the instructions.
The judge's right to comment on the evidence has a constitutional base. Article 6, section 10 declares:
‘The court may such comment on the evidence any the testimony and credibility of any witness as in its opinion is necessary for the proper determination of the cause.’
That right, also, is declared by Penal Code sections 1093 and 1127. Section 1093 declares also that the judge ‘may state the testimony.’
The only substantial and direct evidence contradictory to the evidence involving identification that defendant committed the crime was the testimony as to alibi. Any fair and careful comment upon the credibility of the identifications made by five different witnesses would discuss their testimony with relation to testimony defendant was elsewhere at the time of the robbery, as well as the testimony of each of the identification witnesses with relation to the duration and other circumstances of the initial contact with the robber and the length of time between that contact and the first identification thereafter, the circumstances under which that identification was made, and the apparent readiness and certainty or lack thereof of each witness in giving his testimony as to identity. In short it would be part of a general summing up in the manner of the English trial judge.
Assuming that a defendant has a right to request that a judge comment, and that a judge has a duty, if requested, to comment upon the evidence in this way, such comment should, in the interests of justice, not be limited within an area selected by the defendant, nor given in language of his choosing.
None of the cases cited in Sears says, and Sears itself does not say, that upon request the judge must direct the attention of the jury to specific testimony and tell the jury it may look to that testimony for the purpose of forming a reasonable doubt on an issue.
It is not for the trial judge to say that certain testimony should raise a reasonable doubt in the minds of the jurors as to an essential element of the People's case. If there is testimony which, if believed, would be a complete defense, show the nonexistence of a certain essential element of the crime, or compel a reduction in the degree, an instruction that if the testimony is believed a certain legal effect will follow would be proper and the subject of a request by the defense under People v. Sears and its progenitors.
If there is no substantial evidence to support the charge, or to support the higher degree of a crime, or if there is a reasonable doubt as to the truth of the charge, the trial judge should so declare. That is matter of law.
However, it is not a matter of law for the judge to say that certain evidence might give rise to a reasonable doubt as to the affirmative of an issue required to be proven by the prosecution. That is a comment on the evidence and any such comment should be identified as such.
Clearly the code mention of comment upon the credibility of the witnesses does not refer exclusively to the desire of intention of a witness to be truthful or the subjective credibility of the witness, but rather to the objective credibility, which embraces a consideration of all influences, conscious or unconscious, that might affect the testimony of what the witness perceived.
Much of what is contained in the requested instruction is just such comment on the credibility of witnesses in general, without being related to a specific witness, and is not a statement of the law applicable to the case.
When a judge charges the jury as to the law, he should state he is doing just that; when he has finished his instructions as to the law and intends to comment on the evidence or the credibility of witnesses, he should make it clear that he is doing so.
There was no error in the court's refusal to give the instruction in the form requested.
Had there been error in that regard, it could not have resulted in a miscarriage of justice. The testimony as to alibi, concerning which the jury was adequately instructed, aroused no reasonable doubt in the minds of the jury that defendant could have been present when the crime was committed. The testimony of five eyewitnesses, with sufficient opportunity to observe, which was clear, firm and apparently convincing, was overwhelming that defendant was the robber.
There was no error in the trial court's ruling that the People's case did not rest substantially on circumstantial evidence. It is for court to determine whether testimony is circumstantial, rather than direct, evidence. It was not error for the court to refuse to give CALJIC Instruction 2.01.2
The process by which the police officer selected the photograph defendant to include in those shown the witnesses was based upon circumstantial evidence.
If the witnesses, in testimony, described the robber's appearance and clothing, without more, and if identification, as the issue before the jury, rested upon defendant's correspondence to that description. the identification would be based upon inferences.
Circumstantial evidence is not what enters into the mental process of a witness in arriving at his belief in a matter to which he testifies as a fact. A witness who, when asked the color of a jacket, says ‘green,’ does not give hearsay testimony because at some forgotten time his mother told him a certain color was green. His testimony does not take this form: ‘The jacket was of a color I have been told is green.’ Circumstantial evidence is the evidence that has influenced the minds of the jury in arriving at the belief that a certain matter is a fact although witness has testified directly that it is a fact.
We reject defendant's contention that because the court did not use the words ‘robbery of the first degree’ in pronouncing judgment, the crime automatically became robbery of the second degree.3
In this case the jury fixed the robbery as of the first degree.
Penal Code section 1157 provides:
‘Whenever a defendant is convicted of a crime which is distinguished into degrees, the jury, or the court if a jury trial is waived, must find the degree of the crime of which he is guilty. Upon the failure of the jury or the court to so determine, the degree of the crime of which the defendant is guilty, shall be deemed to be of the lesser degree.’
If the jury fails to fix the degree of the crime, the court has no power to fix it. It is only were the defendant pleads guilty or waives a jury trial that the court has such power. Should the judge in such a case fail to fix the degree, the conviction automatically becomes that of the lesser degree. (Pen.Code § 1192.)
Penal Code section 1181 provides in part:
‘When a verdict has been rendered or a finding made against the defendant, the court may, upon his application, grant a new trial, in the following cases only:
‘. . .
‘6. When the verdict or finding is contrary to law or evidence, but if the evidence shows the defendant to be not guilty of the degree of the crime of which he was convicted, but guilty of a lesser degree thereof, or of a lesser crime included therein, the court may modify the verdict, finding or judgment accordingly without granting or ordering a new trial, and this power shall extend to any court to which the cause may be appealed; . . . ’
The court's power to modify the verdict to show a conviction in a lesser degree than that fixed by the jury is limited by section 1181(6) to cases where the evidence as a matter of law shows the defendant to be not guilty of the degree of the crime of which he was convicted.
While Penal Code section 1260, dealing with the power of a reviewing court to modify the degree of the crime, contains no such limitation as section 1181, the power of the reviewing court is to be exercised only where there is not substantial evidence to support the verdict as to the degree of the crime. (People v. Ford, 65 Cal.2d 41, 51, 52 Cal.Rptr. 228, 416 P.2d 132.)4
Prior to the effective date of the 1927 amendment to Penal Code section 1181, the court had no power, short of granting a motion for new trial, to alter the jury's verdict. (People v. Superior Court, 202 Cal. 165, 259 P. 943.)5
In People v. Superior Court, supra, 202 Cal. 165, 259 p. 943, decided in 1927, before the effective date of the amendment, the jury had found a defendant guilty of murder of the first degree. The trial judge denied a motion for new trial, but made the following order, at page 168, 259 P. at page 944:
‘[T]he Court finds and decides that there is no evidence to sustain a verdict of and defendant is not guilty of murder of the first degree, but that the evidence does sustain and that the verdict does find the defendant guilty of murder of the second degree as charged in the information, and that a new trial upon said charge of murder in the second degree be and the same is hereby denied, . . .’
Of that procedure the reviewing court said, at pages 169–170, 259 P. at page 945:
‘The defendant was before the court for the purpose of receiving the sentence imposed by law. It was the legal duty of the court either to pronounce judgment upon the verdict as rendered in obedience to the law's mandate or grant a new trial, if so advised.’
Some of the language of People v. Superior Court, supra, 202 Cal. 165, 259 p. 943, would now be disapproved, but there is no reason to question the validity of the pronouncement that the power of the jury to fix the degree of a crime, conferred by statute, is not subject to the power of the court to change the degree except as conferred by statute.
There may have sprung up a practice in the trial court of making a motion for reduction of the degree of a crime apart from a formal motion for new trial. (See People v. Spencer, 60 Cal.2d 64, 92, 31 Cal.Rptr. 782, 383 P.2d 134). Such a motion must be considered to be a motion for new trial upon the ground there is no substantial evidence to support the verdict as to the degree of the crime. In People v. Tubby, 34 Cal.2d 72, 76, 207 P.2d 51, 54 the court said:
‘Generally the determination of the degree of the crime is left to discretion of the jury. [Citations.] But the jury's discretion is not absolute. Since the amendment of section 1181 of the Penal Code in 1927 trial courts and reviewing courts are authorized to modify the judgment and fix a lesser degree of the crime in those instances where on an appraisal of all the evidence there is found to be lacking any substantial evidence of the elements required to constitute the degree of the crime as fixed by the jury.’
The defendant in the case at bench, after having been arraigned for judgment, personally expressed dissatisfaction that he had been convicted and that he had admitted the prior felonies with which he had been charged. The court said he would consider defendant's statement as a motion for new trial upon all grounds, then stated he denied the motion for new trial and proceeded to pronounce judgment, after having queried whether he was required to state the robbery was in the first degree.
Here the record is empty of any claim that if defendant committed the crime there was no substantial evidence he was armed with a dangerous weapon. All the evidence showed the robber was armed with a pistol aimed at some of the employees, and there was credible evidence the pistol was loaded. In the assumed motion for new trial, no argument was made that the evidence did not support the verdict in fixing the degree of the crime.
A decision of the trial court that there was no such substantial evidence would have been an abuse of discretion. There is no reason to assume such a breach of discretion.
The argument made is that the judgment itself is defective because no degree was mentioned. However, the defendant was sufficiently informed that the robbery for which judgment was to be pronounced was armed robbery and the jury verdict fixed the degree.
In People v. Stephenson, 10 Cal.3d 652, 111 Cal.Rptr. 556, 517 P.2d 820, the trial was by the court without a jury, so that only the court have determined the degree of the crime.
In re Candelario, 3 Cal.3d 702, 91 Cal.Rptr. 497, 477 P.2d 729, People v. Hartsell, 34 Cal.App.3d 8, 109 Cal.Rptr. 627, People v. Mason, 34 Cal.App.3d 281, 109 Cal.Rptr. 867, and In re Basuino, 22 Cal.2d 247, 138 P.2d 297, all dealt with the court's failure, in orally pronouncing judgment, to mention a prior felony conviction. The court has inherent power to strike allegations of prior felony convictions and to disregard them for purposes of punishment, and may by implication strike, in effect, allegations of prior felonies, even if admitted to be true, by not mentioning them in pronouncing judgment. The same is true of findings of being armed under Penal Code sections 12022, 12022.5 and 3024.
Logic does not require that the power to extend clemency in the matter of striking allegations of priors must exist also in the matter of reducing the degree of a crime fixed by the jury. Even if such power existed, nothing in the present record suggests an intention on the part of the court to extend clemency in that regard.6
The court's power to reduce the degree of a conviction fixed by jury verdict is declared by Penal Code section 1181. Having such a statutory derivation, it cannot be said that the power to reduce the degree of the crime was intended to be exercised because the court, in pronouncing judgment, did not use the words ‘of the first degree.’
A result that the court might not reach by explicit pronouncement it may not effect through implication because of silence.
The judgment is affirmed.
1. The instruction was as follows:‘1. One of the most important issues in this case is the identification of the defendant as the perpetrator of crime. The Government has the burden of providing [sic] identity, beyond a reasonable doubt. It is not essential that the witness himself be free from doubt as to the correctness of his statement. However, you, the jury, must be satisfied beyond a reasonable doubt of the accuracy of the identification of the defendant before you may convict him. If you are not convinced beyond a reasonable doubt that the the defendant was the person who committed the crime, you must find the defendant not guilty.‘2. Identification testimony is an expression of belief or impression by the witness. Its value depends on the opportunity the witness had to observe the offender at the time of the offense and to make a reliable identification later.‘In identification evidence, what the witness represents as his knowledge must be an impression derived from his own senses.‘3. You must be satisfied that the identification made by the witness subsequent to the offense was the product of his own recollection. You may rake into account both the strength of the identification, and the circumstances under which the identification was made.‘4. If the identification by the witness may have been influenced by the circumstances under which the defendant was presented to him for identification, you should scrutinize the identification with great care. You may also consider the length of time that lapsed between the occurrence of the crime and the next opportunity of the witness to see defendant, as a factor bearing on the reliability of the identification.‘5. You may also take into account that an identification made by picking the defendant out of a group of similar individuals is generally more more reliable than one which results from the presentation of the defendant alone to the witness or one which depicts the defendant in such a manner that is suggestive to the witness.‘6. I again emphasize that the the burden of proof on the prosecutor extends to every element of the crime charged, and this specifically includes the burden of proving beyond a reasonable doubt the identity of the defendant as the perpetrator of the crime with which he stands charged. If after examining the testimony, you have a reasonable doubt as to the accuracy of the identification, you must find the defendant not guilty.’
2. The requested instruction reads as follows: ‘You are not permitted to find the defendant guilty of [the] [any] crime charged against him based on circumstantial evidence unless the proved circumstances are not only consistent with the theory that the defendant is guilty of the crime, but cannot be reconciled with any other rational conclusion and each fact which is essential complete a set of circumstances necessary to establish the defendant's guilt has been proved beyond a reasonable doubt.‘Also, if the evidence [as to any particular count] is susceptible of two reasonable interpretations, one of which points to the defendant's guilt and the other to his innocence, it is your duty to adopt that interpretation which points to the defendant's innocence, and reject the other which points to his guilt.’
3. On the day set for pronouncement of judgment, the trial court, before asking whether there were legal cause why judgment should not be pronounced, said to defendant:‘You were heretofore arraigned under Information number. District Attorney No. 87223, CR–30203, charging that on or about September 3, 1973, you did feloniously rob a person of personal property by means of force and fear in violation of Penal Code Section 211.‘In addition, it is alleged that you committed the above robbery while armed with a dangerous weapon.‘In addition, it is alleged that you did use a firearm, a revolver, in the commission and attempted commission of the above-described felony, in violation of Penal Code Section 12022.5. That is the only amendment to the Information, the addition of a revolver. So I am advising you of the fact that that was amended, as you will recall, Mr. Castellano, at the time of trial.‘There was no change of plea in this matter and there was no plea of not guilty by reason of insanity in this matter, and jury trial was not waived and the jury did convict Mr. Castellano of the revised Count One, which used to be Count Two in the original Information.‘The jury found you guilty of the 211, robbery as charged; found you guilty of using a firearm in violation of Penal Code Section 12022.5. . . .’‘In pronouncing judgment, the court said: ‘It is a further judgment and sentence of this Court that for the crime of armed robbery, a violation of Penal Code 211, contained in Count One as renumbered of the Information, that the defendant be punished by imprisonment in the State Prison for the term prescribed by law.‘I further find that during the commission of the armed robbery the defendant did use a firearm, namely and specifically a revolver in the commission of the said felony, in violation of Penal Code Section 12022.5.‘. . .‘The record may so show. The judgment will include the finding, a true finding that he admitted the third prior through the seventh prior as show in the Information. I am looking at the Information filed October 11th, 1973.’The minutes of that date recite:‘[T]he Court finds defendant used firearm pursuant to Section 12022.5 PC in commission of offense; the Court makes true finding as to priors 3 through 7 previously admitted by defendant . . ..’The count of the information of which defendant was found guilty alleged as follows: ‘On or about September 3, 1973, LEE ROY CASTELLANO did feloniously rob a person of personal property, by means of force and fear, in violation of Penal Code section 211. ‘And, it is further alleged that the defendant committed the above robbery while armed with a dangerous weapon.‘And, it is further alleged that the defendant did use a firearm, a revolver, in the commission and attempted commission of the above-described felony, in violation of Penal Code section 12022.5.’
4. In People v. Ford, 65 Cal.2d 41, 51, 52 Cal.Rptr. 228, 416 P.2d 132, 138, the court said:‘Since the amendment of Penal Code, section 1181 in 1972, this court is empowered to modify the judgment and fix a lesser degree of the crime in those instances where on an appraisal of all the evidence there is found to be lacking any substantial evidence of the elements required to constitute the degree of the crime as fixed by the jury. (People v. Tubby, supra, 34 Cal.2d 72, 76, 207 P.2d 51, and cases cited therein.)’
5. After the 1927 amendment to section 1181, the court wrote, in People v. Kelley, 208 Cal. 387, 391–392, 281 P. 609, 610:‘Section 1181 of the Penal Code as amended in 1927 (St.1927, p. 1037), which must now be considered for the first time by this court, provides that, if the evidence (in criminal causes) shows the defendant to be not guilty of the degree of the crime of which he was convicted, but guilty of a lesser degree thereof or of a lesser crime included therein, the trial court may modify the judgment accordingly without granting or ordering a new trial, and this power shall extend to any court to which the cause may be appealed. The meaning and purpose of the amendment are so clear that we need not consume time in discussing the reason for its passage, beyond saying that its application to many criminal prosecutions will prevent reversals and new trials. The section was amended after the decision in the case of People v. Nagy, 199 Cal. 235, 248 P. 906, in which this court was compelled to reverse the cause for an entire new trial when there was ample evidence that the accused committed arson of the second degree, but not of the first degree, as found by the jury.’
6. The rule of People v. Beamon, 8 Cal.3d 625, 629, 105 Cal.Rptr. 681, 504 P.2d 905 is not relevant in this case. There, the jury found the defendant was armed with a deadly weapon in the commission of a robbery but failed to fix the degree of the crime. Beamon does not hold that, despite a jury's verdict of first degree robbery, the judge's failure to mention the degree in pronouncing judgment would automatically result in a reduction of the degree of the crime of which a defendant has been convicted.
WHELAN, Associate Justice.* FN* Retired Associate Justice of the Court of Appeal sitting under assignment by the Chairman of the Judicial Council.
AULT, Acting P. J.**, and COLOGNE, J., concur.
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Docket No: Cr. 6755.
Decided: March 13, 1975
Court: Court of Appeal, Fourth District, Division 1, California.
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