Laws: Cases and Codes : U.S. Code : Title 15 : Section 78x
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U.S. Code as of:
01/19/04
Section 78x - Notes
SOURCE
(June 6, 1934, ch. 404, title I, Sec. 24, 48 Stat. 901; Aug. 23,
1935, ch. 614, Sec. 203(a), 49 Stat. 704; Pub. L. 94-29, Sec. 19,
June 4, 1975, 89 Stat. 158; Pub. L. 101-550, title II, Sec. 202(a),
Nov. 15, 1990, 104 Stat. 2715.)
REFERENCES IN TEXT
This chapter, referred to in subsec. (a), was in the original
"this title". See References in Text note set out under section 78a
of this title.
The Right to Financial Privacy Act, referred to in subsec.
(e)(1), probably means the Right to Financial Privacy Act of 1978,
title XI of Pub. L. 95-630, Nov. 10, 1978, 92 Stat. 3697, as
amended, which is classified generally to chapter 35 (Sec. 3401 et
seq.) of Title 12, Banks and Banking. For complete classification
of this Act to the Code, see Short Title note set out under section
3401 of Title 12 and Tables.
AMENDMENTS
1990 - Subsec. (b). Pub. L. 101-550, Sec. 202(a)(1), struck out
at end "Nothing in this subsection shall authorize the Commission
to withhold information from the Congress."
Subsecs. (c) to (e). Pub. L. 101-550, Sec. 202(a)(2), added
subsecs. (c) to (e).
1975 - Subsec. (a). Pub. L. 94-29 substituted "For purposes of
section 552 of title 5, the term 'records' includes all
applications, statements, reports, contracts, correspondence,
notices, and other documents filed with or otherwise obtained by
the Commission pursuant to this chapter or otherwise" for "Nothing
in this chapter shall be construed to require, or to authorize the
Commission to require, the revealing of trade secrets or processes
in any application, report, or document filed with the Commission
under this chapter".
Subsecs. (b), (c). Pub. L. 94-29 redesignated subsec. (c) as (b)
and substituted "application, statement, report, contract,
correspondence, notice, or other document filed with or otherwise
obtained by the Commission (1) in contravention of the rules and
regulations of the Commission under section 552 of title 5, or (2)
in circumstances where the Commission has determined pursuant to
such rules to accord confidential treatment for such information.
Nothing in this subsection shall authorize the Commission to
withhold information from Congress" for "application, report, or
document filed with the Commission which is not made available to
the public pursuant to subsection (b) of this section: Provided,
That the Commission may make available to the Board of Governors of
the Federal Reserve System any information requested by the Board
for the purpose of enabling it to perform its duties under this
chapter". Former subsec. (b), providing for written objection to
public disclosure of information, was struck out.
CHANGE OF NAME
Section 203(a) of act Aug. 23, 1935, substituted "Board of
Governors of the Federal Reserve System" for "Federal Reserve
Board".
EFFECTIVE DATE OF 1975 AMENDMENT
Amendment by Pub. L. 94-29 effective June 4, 1975, see section
31(a) of Pub. L. 94-29, set out as a note under section 78b of this
title.
TRANSFER OF FUNCTIONS
For transfer of functions of Securities and Exchange Commission,
with certain exceptions, to Chairman of such Commission, see Reorg.
Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 F.R. 3175,
64 Stat. 1265, set out under section 78d of this title.
SECTION REFERRED TO IN OTHER SECTIONS
This section is referred to in sections 78q, 80a-44, 80b-10 of
this title.
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