Laws: Cases and Codes : U.S. Code : Title 15 : Section 78bb
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U.S. Code as of:
01/19/04
Section 78bb - Notes
SOURCE
(June 6, 1934, ch. 404, title I, Sec. 28, 48 Stat. 903; Pub. L.
94-29, Sec. 21, June 4, 1975, 89 Stat. 160; Pub. L. 97-303, Sec. 4,
Oct. 13, 1982, 96 Stat. 1409; Pub. L. 100-181, title III, Secs.
327-329, Dec. 4, 1987, 101 Stat. 1259; Pub. L. 104-290, title I,
Sec. 103(b), Oct. 11, 1996, 110 Stat. 3422; Pub. L. 105-353, title
I, Sec. 101(b)(1), Nov. 3, 1998, 112 Stat. 3230; Pub. L. 106-554,
Sec. 1(a)(5) [title II, Secs. 203(a)(2), 210], Dec. 21, 2000, 114
Stat. 2763, 2763A-422, 2763A-436.)
REFERENCES IN TEXT
This chapter, referred to in subsecs. (a) to (c) and (e), was in
the original "this title". See References in Text note set out
under section 78a of this title.
The Securities Act of 1933, referred to in subsec. (f)(5)(E), is
act May 27, 1933, ch. 38, title I, 48 Stat. 74, as amended, which
is classified generally to subchapter I (Sec. 77a et seq.) of
chapter 2A of this title. For complete classification of this Act
to the Code, see section 77a of this title and Tables.
AMENDMENTS
2000 - Subsec. (a). Pub. L. 106-554, Sec. 1(a)(5) [title II, Sec.
210], inserted "subject to this chapter" after "privilege, or other
security", substituted "any such security" for "any such
instrument, if such instrument is traded pursuant to rules and
regulations of a self-regulatory organization that are filed with
the Commission pursuant to section 78s(b) of this title", and
inserted at end "No provision of State law regarding the offer,
sale, or distribution of securities shall apply to any transaction
in a security futures product, except that this sentence shall not
be construed as limiting any State antifraud law of general
applicability."
Subsec. (e)(4). Pub. L. 106-554, Sec. 1(a)(5) [title II, Sec.
203(a)(2)], added par. (4).
1998 - Subsec. (a). Pub. L. 105-353, Sec. 101(b)(1)(A),
substituted "Except as provided in subsection (f) of this section,
the rights and remedies" for "The rights and remedies".
Subsec. (f). Pub. L. 105-353, Sec. 101(b)(1)(B), added subsec.
(f).
1996 - Subsec. (a). Pub. L. 104-290 substituted "Except as
otherwise specifically provided in this chapter, nothing" for
"Nothing".
1987 - Subsec. (c). Pub. L. 100-181, Sec. 327, substituted "on"
for "or" after "self-regulatory organization".
Subsec. (d). Pub. L. 100-181, Sec. 328, substituted "change in
beneficial" for "change is beneficial".
Subsec. (e)(1). Pub. L. 100-181, Sec. 329, substituted
"subsequent to the date of enactment of the Securities Acts
Amendments of 1975" for "subsequent to the date of enactment of the
Securities Acts Amendments in 1975", which for purposes of
codification was translated as "subsequent to June 4, 1975," thus
requiring no change in text.
1982 - Subsec. (a). Pub. L. 97-303 inserted provision that no
State law which prohibits or regulates the making or promoting of
wagering or gaming contracts, or the operation of "bucket shops" or
other similar or related activities, shall invalidate any put,
call, straddle, option, privilege, or other security, or apply to
any activity which is incidental or related to the offer, purchase,
sale, exercise, settlement, or closeout of any such instrument, if
such instrument is traded pursuant to rules and regulations of a
self-regulatory organization that are filed with the Commission
pursuant to section 78s(b) of this title.
1975 - Subsec. (b). Pub. L. 94-29, Sec. 21(1), struck out
provisions that nothing in this chapter be construed to modify
existing law with regard to the binding effect on any member of an
exchange of any disciplinary action taken by the authorities of an
exchange and made the remaining provisions applicable to all
members of and participants in all self-regulatory organizations as
well as municipal securities professionals.
Subsecs. (c) to (e). Pub. L. 94-29, Sec. 21(2), added subsecs.
(c) to (e).
TRANSFER OF FUNCTIONS
For transfer of functions of Securities and Exchange Commission,
with certain exceptions, to Chairman of such Commission, see Reorg.
Plan No. 10 of 1950, Secs. 1, 2, eff. May 24, 1950, 15 F.R. 3175,
64 Stat. 1265, set out under section 78d of this title.
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